DFX Intelligence

G•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

G•••• M••••••••• L•

CRD 301898

WEST HOLLYWOOD, CA

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Search this name across graphs

Data as of Jun 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 7
On other graphs: 2
Observed: May 3, 2019 to Jun 27, 2023
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G•••• M••••••••• L•

Private equity manager · same CRD, same SEC file number

Independent Sponsorsidentity

G•••• M••••••••• L•

Capital provider to sponsors · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $293M••• Locked
Discretionary RAUM: $293M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• T••• F••• I•• L•	Private Equity Fund	$232M	Jun 27, 2023	79	Mar 31, 2022	reported	021-408489
G•••• T••• F••• I• L•	Private Equity Fund	$40.5M	Mar 23, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• B••	MANAGING MEMBER	C	yes	02/2019	May 3, 2019	Jun 27, 2023
F•••••••• B••	MANAGING PARTNER	C	yes	02/2019	May 3, 2019	Jun 27, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• C•••••• P••••••• I•• L••	n/a	n/a	n/a	Y	no	n/a
G•••• C•••••• P••••••• L••	n/a	n/a	n/a	Y	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$293M	$415M	-29.3%	$145M	26.6%	4	5	0	0

Relationships

Advises (14)

→ G•••• T••• I• L•• • S••••• A•••Private fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ G•••• T••• I• L•• • S••••• B•••Private fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ G•••• T••• I• L•• • S••••• A•••Private fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ G•••• T••• I• L•• • S••••• N••••••• C•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
10 Oct 2023
Ria registration change
••• Locked
Form ADV
Occurred
30 Mar 2023
Control person joined
••• Locked
Form ADV
Occurred
30 Mar 2023
Control person left
••• Locked
Form ADV
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$238M
Occurred
3 May 2019
First Form ADV filing
••• Locked
Form ADV

Show 2 bookkeeping events

Occurred
Mar 23, 2026
••• Locked
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 3, 2019
Last observed: Jun 27, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G•••• T••• I• L•• • S••••• N••••••• C•••	Private Equity Fund	$2.5M	Mar 23, 2026	18	May 9, 2024	reported	021-352564
G•••• T••• I• L•• • S••••• A•••	Private Equity Fund	$198,191	Mar 23, 2026	17	Mar 31, 2022	reported	021-411842
G•••• T••• I• L•• • S••••• A•••	Private Equity Fund	$0	Sep 18, 2024	16	Mar 27, 2020	dropped	021-352564
G•••• T••• I• L•• • S••••• C•••	Private Equity Fund	$0	Feb 16, 2023	0	Apr 28, 2022	reported	021-394795