DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G•••• M••••••••• L•

Former SEC-registered adviserWest Hollywood, CaliforniaCRD 301898SEC 801-116736IAPD
Latest filing Jun 27, 2023
First filing on the tape May 3, 2019 · 11 filings
RAUM
$293M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$293M gross assets
History
11 filings and snapshots on the tape
RAUM$379M as of Mar 30, 2023
Mar 27, 2020$145M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 27, 20200 then
Employees (5.A)4 as of Mar 30, 2023
Mar 27, 20205 then
Private funds8 as of Mar 30, 2023
Mar 27, 20204 then
RAUM -29% over the last fiscal year+27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 27, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$36.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$61.8M, 8 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$293M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$61.8M for 8 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      14 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••• T••• F••• I•• L•Private Equity Fund$232M79Mar 31, 2022
      G•••• T••• F••• L•no longer reportedPrivate Equity Fund$31.6M26May 3, 2019
      G•••• T••• F••• I• L•Private Equity Fund$15.4M29May 3, 2019
      G•••• T••• L•• • S••••• A•••no longer reportedPrivate Equity Fund$12.0M13Mar 29, 2019
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$9.8M32Mar 31, 2021
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$9.1M21Mar 31, 2021
      G•••• T••• I• L•• • S••••• B•••no longer reportedPrivate Equity Fund$8.6M27Mar 31, 2021
      G•••• T••• I• L•• • S••••• B•••Private Equity Fund$5.2M32Mar 31, 2022
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$3.9M17Mar 31, 2021
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$3.9M36Mar 31, 2022
      G•••• T••• I• L•• • S••••• N••••••• C•••Private Equity Fund$2.5M18May 9, 2024
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$198,19117Mar 31, 2022
      G•••• T••• I• L•• • S••••• C•••Private Equity Fund$00Apr 28, 2022
      G•••• T••• I• L•• • S••••• A•••Private Equity Fund$016Mar 27, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• B•• · Managing Partnercontrol
        since 02/2019 · owns 25% to 50%
      • F•••••••• E•••••• · Managing Partnercontrol
        since 02/2019 · owns 25% to 50%
      • L•••••• M••••••• · Chief Compliance Officercontrol
        since 01/2023 · owns less than 5%
      • N••••• L•••• Y• · Managing Membercontrol
        since 02/2019 · owns 50% to 75%
      • F•••••••• B•• · Managing Membercontrol
        since 02/2019 · owns 25% to 50% of G•••• M••••••••• L••
      • F•••••••• E•••••• · Managing Membercontrol
        since 02/2019 · owns 25% to 50% of G•••• M••••••••• L••
      • N••••• L•••• Y• · Managing Membercontrol
        since 02/2019 · owns 50% to 75% of G•••• M••••••••• L••
      Entity owners
      • G•••• M••••••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $147M to $61.8M
        Mar 30, 2023 to Jun 27, 2023
      • Discretionary RAUM · $379M to $293M
        Mar 30, 2023 to Jun 27, 2023
      • Pooled vehicle RAUM · $379M to $293M
        Mar 30, 2023 to Jun 27, 2023
      • RAUM · $379M to $293M
        Mar 30, 2023 to Jun 27, 2023
      • Accounts · 10 to 8
        Feb 16, 2023 to Mar 30, 2023
      • Pooled vehicle clients · 10 to 8
        Feb 16, 2023 to Mar 30, 2023
      • Assets in custody · $106M to $147M
        Feb 16, 2023 to Mar 30, 2023
      • Employees · 5 to 4
        Feb 16, 2023 to Mar 30, 2023
      • Private funds · 10 to 8
        Feb 16, 2023 to Mar 30, 2023
      • Discretionary RAUM · $415M to $379M
        Feb 16, 2023 to Mar 30, 2023
      • Pooled vehicle RAUM · $415M to $379M
        Feb 16, 2023 to Mar 30, 2023
      • RAUM · $415M to $379M
        Feb 16, 2023 to Mar 30, 2023
      • Related adviser · true to false
        Feb 16, 2023 to Mar 30, 2023
      • Accounts · 9 to 10
        Mar 31, 2022 to Apr 28, 2022
      • Pooled vehicle clients · 9 to 10
        Mar 31, 2022 to Apr 28, 2022
      • Private funds · 9 to 10
        Mar 31, 2022 to Apr 28, 2022
      • Accounts · 8 to 9
        May 7, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 8 to 9
        May 7, 2021 to Mar 31, 2022
      • Assets in custody · $157M to $106M
        May 7, 2021 to Mar 31, 2022
      • Private funds · 8 to 9
        May 7, 2021 to Mar 31, 2022
      • Discretionary RAUM · $177M to $415M
        May 7, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $177M to $415M
        May 7, 2021 to Mar 31, 2022
      • RAUM · $177M to $415M
        May 7, 2021 to Mar 31, 2022
      • Assets in custody · unset to 156579532.0
        Mar 31, 2021 to May 7, 2021
      • Custody of client assets · false to true
        Mar 31, 2021 to May 7, 2021
      • Discretionary RAUM · $177M to $177M
        Mar 31, 2021 to May 7, 2021
      • Pooled vehicle RAUM · $177M to $177M
        Mar 31, 2021 to May 7, 2021
      • RAUM · $177M to $177M
        Mar 31, 2021 to May 7, 2021
      • Accounts · 4 to 8
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 4 to 8
        Mar 27, 2020 to Mar 31, 2021
      • Private funds · 4 to 8
        Mar 27, 2020 to Mar 31, 2021
      • Discretionary RAUM · $145M to $177M
        Mar 27, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $145M to $177M
        Mar 27, 2020 to Mar 31, 2021
      • RAUM · $145M to $177M
        Mar 27, 2020 to Mar 31, 2021
      • Related adviser · false to true
        Mar 27, 2020 to Mar 31, 2021
      • Accounts · 6 to 4
        May 3, 2019 to Mar 27, 2020
      • Advisory employees · 0 to 3
        May 3, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 6 to 4
        May 3, 2019 to Mar 27, 2020
      • Employees · 3 to 5
        May 3, 2019 to Mar 27, 2020
      • Other offices · 1 to 0
        May 3, 2019 to Mar 27, 2020
      Signals
      4 dated events
      • M••••••• L••••• (Chief Compliance Officer) appeared on Schedule A of G•••• M••••••••• L•
        Mar 30, 2023 · Control person joined · fact
      • Isaac Rosenfeld (Chief Compliance Officer) no longer on Schedule A of G•••• M••••••••• L• (listed 2023-02-16, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • G•••• M••••••••• L• reported RAUM $415.1M, up 135% from $176.6M (2021-05-07 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • G•••• M••••••••• L• filed its initial SEC registration (Form ADV)
        May 3, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/glean-capitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      gleancapital.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026