DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BROCKHOUSE & COOPER INTERNATIONAL INC

CRD 110455

MONTREAL, QUEBEC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:844a816f-2a70-0e18-d69d-9ba40944212b

Data as of Oct 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2012 to Oct 12, 2012
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $275MItem 5.F on the latest filing (2012-10-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $275M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 1
SEC number: 801-50988
CRD: 110455
Filings on the tape: 4
First filed: Jan 24, 2012
Latest filed: Oct 12, 2012
Organised: Corporation, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
6990037 CANADA INC.	Shareholder	E	yes	08/2008	Jan 24, 2012	Oct 12, 2012
6999061 CANADA INC.	Shareholder	D	yes	08/2008	Jan 24, 2012	Oct 12, 2012
BOLDUC, ERIC	Director	Na	yes	12/2010	Jan 24, 2012	Oct 12, 2012
HOLT, DAVID, BRYAN	PRESIDENT & DIRECTOR	Na	yes	12/2010	Jan 24, 2012	Oct 12, 2012
PAVILION FINANCIAL CORPORATION	Shareholder	E	yes	04/2010	Jan 24, 2012	Oct 12, 2012
PAVILION FINANCIAL CORPORATION	Shareholder	C	yes	04/2010	Jan 24, 2012	Oct 12, 2012
PAVILION GLOBAL MARKETS LTD.	PARENT CORPORATION	E	yes	11/1995	Jan 24, 2012	Oct 12, 2012
SINIGAGLIESE, ANNIE	CHIEF FINANCIAL OFFICER	Na	yes	04/2012	Oct 12, 2012	Oct 12, 2012
WEINBERG, MARTIN, SIDNEY	Shareholder	C	yes	04/2010	Jan 24, 2012	Oct 12, 2012
SIMSOVIC, DOUGLAS, J	CHIEF COMPLIANCE OFFICER	Na	no	09/2010	Jan 24, 2012	Oct 12, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PAVILION ADVISORY GROUP INC.	n/a	Former SEC adviser	$3.1B	N	yes	n/a
PAVILION ADVISORY GROUP LTD.	n/a	n/a	n/a	N	yes	n/a
PAVILION GLOBAL MARKETS LTD.	n/a	n/a	n/a	Y	yes	n/a
PAVILION INTERNATIONAL FUNDS LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Boston	Ma	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 24, 2012	$275M	$275M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$275M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ PAVILION ADVISORY GROUP INC.Registered adviserLP sponsor, common control
factForm ADV

Controls (8)

← PAVILION GLOBAL MARKETS LTD.OwnerPARENT CORPORATION, ownership code E, foreign entity
Jan 24, 2012 to presentfactForm ADV
← WEINBERG, MARTIN, SIDNEYOwnerSHAREHOLDER, ownership code C, individual
Jan 24, 2012 to presentfactForm ADV
← BOLDUC, ERICOwnerDIRECTOR, ownership code NA, individual
Jan 24, 2012 to presentfactForm ADV
← SINIGAGLIESE, ANNIEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 12, 2012 to presentfactForm ADV
← HOLT, DAVID, BRYANOwnerPRESIDENT & DIRECTOR, ownership code NA, individual
Jan 24, 2012 to presentfactForm ADV
← 6990037 CANADA INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Jan 24, 2012 to presentfactForm ADV
← 6999061 CANADA INC.OwnerSHAREHOLDER, ownership code D, foreign entity
Jan 24, 2012 to presentfactForm ADV
← PAVILION FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code C, foreign entity
Jan 24, 2012 to presentfactForm ADV

Owns (1)

← SIMSOVIC, DOUGLAS, JOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 24, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:844a816f-2a70-0e18-d69d-9ba40944212b
First observed: Jan 24, 2012
Last observed: Oct 12, 2012 169 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROCKHOUSE & COOPER INTERNATIONAL INC

CRD 110455

MONTREAL, QUEBEC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:844a816f-2a70-0e18-d69d-9ba40944212b

Data as of Oct 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:19 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

6990037 CANADA INC.

Shareholder

yes

08/2008

Jan 24, 2012

Oct 12, 2012

6999061 CANADA INC.

Shareholder

yes

08/2008

Jan 24, 2012

Oct 12, 2012

BOLDUC, ERIC

Director

yes

12/2010

Jan 24, 2012

Oct 12, 2012

HOLT, DAVID, BRYAN

PRESIDENT & DIRECTOR

yes

12/2010

Jan 24, 2012

Oct 12, 2012

PAVILION FINANCIAL CORPORATION

Shareholder

yes

04/2010

Jan 24, 2012

Oct 12, 2012

PAVILION FINANCIAL CORPORATION

Shareholder

yes

04/2010

Jan 24, 2012

Oct 12, 2012

PAVILION GLOBAL MARKETS LTD.

PARENT CORPORATION

yes

11/1995

Jan 24, 2012

Oct 12, 2012

SINIGAGLIESE, ANNIE

CHIEF FINANCIAL OFFICER

yes

04/2012

Oct 12, 2012

WEINBERG, MARTIN, SIDNEY

Shareholder

yes

04/2010

Jan 24, 2012

Oct 12, 2012

SIMSOVIC, DOUGLAS, J

CHIEF COMPLIANCE OFFICER

09/2010

Jan 24, 2012

Oct 12, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PAVILION ADVISORY GROUP INC.

n/a

Former SEC adviser

$3.1B

yes

n/a

PAVILION ADVISORY GROUP LTD.

n/a

yes

n/a

PAVILION GLOBAL MARKETS LTD.

n/a

yes

n/a

PAVILION INTERNATIONAL FUNDS LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Boston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 24, 2012

$275M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$275M

n/a