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V•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

V•••• B•••••••••

Advisor at L•• F•••••••• L••

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Search this name across graphsid dfx:ria:844fd306-1d24-5143-07b5-63238e7e2c24

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2023	n/a	yes	BELLEVILLE, IL\|ST. LOUIS, MO\|ELLISVILLE, MO\|ST LOUIS, MO\|ST LOUIS, MO\|VALLEY PARK, MO\|CHESTERFIELD, MO\|DES PERES, MO	Current employment
C••••••• B•••••••• S•••••••• I••	Former SEC adviser	Oct 25, 2018	Aug 16, 2023

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• S•••••••• I••	L•• F•••••••• L••	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ C••••••• B•••••••• S•••••••• I••Registered adviserregistration: previous registration
Oct 25, 2018 to Aug 16, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:844fd306-1d24-5143-07b5-63238e7e2c24
First observed: Oct 25, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.