DFX Intelligence

S•••• B•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant24 years in industry

S•••• B•••• R••••••••

Advisor at C•••••• I••••••••• A••••••• S••••••••• L••

FAIRFIELD, NJ

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Search this name across graphsid dfx:ria:845a33c0-b0b1-49ce-e519-4e6aa6c05718

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• S••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• S••••••••• L••	Other adviser	Sep 8, 2014	n/a	yes	FAIRFIELD, NJ	Current employment
B•••••• S•••••• • S••••••••	Former SEC adviser	Jan 14, 2002	Oct 2, 2014	no	FAIRFIELD, NJ\|BOUND BROOK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• S•••••• • S••••••••	C•••••• I••••••••• A••••••• S••••••••• L••	Oct 2, 2014	Sep 8, 2014	-24	Firm change	Other

Relationships

Registered with (2)

→ C•••••• I••••••••• A••••••• S••••••••• L••Registered adviserregistration: current employment
Sep 8, 2014 to presentfactForm ADV
→ B•••••• S•••••• • S••••••••Registered adviserregistration: previous registration
Jan 14, 2002 to Oct 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:845a33c0-b0b1-49ce-e519-4e6aa6c05718
First observed: Jan 14, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.