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Advisor at GREAT LAKES BENEFITS AND WEALTH MANAGEMENT
SHEFFIELD VILLAGE, OH | SANDUSKY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GREAT LAKES BENEFITS AND WEALTH MANAGEMENT | State registered | May 22, 2006 | n/a | yes | SANDUSKY, OH|SHEFFIELD VILLAGE, OH | Current employment |
| USALLIANZ SECURITIES, INC. | n/a | Jan 8, 2004 | May 1, 2006 | no | SANDUSKY, OH | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Mar 20, 2001 | Jan 12, 2004 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USALLIANZ SECURITIES, INC. | GREAT LAKES BENEFITS AND WEALTH MANAGEMENT | May 1, 2006 | May 22, 2006 | 21 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | USALLIANZ SECURITIES, INC. | Jan 12, 2004 | Jan 8, 2004 | -4 | Firm change | Other |