DFX Intelligence

J•••• F•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• F•••••• L••••••

Advisor at N•••••••• P••••••• A••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:84664a2d-dec0-d85d-fc8c-8d66c83ce929

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Jun 2, 2009	n/a	yes	BEDFORD, NH\|SACO, ME	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 3, 2006	n/a	yes	SACO, ME\|BIDDEFORD, ME\|WESTBROOK, ME\|BIDDEFORD, ME

Relationships

Registered with (2)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Jun 2, 2009 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 3, 2006 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84664a2d-dec0-d85d-fc8c-8d66c83ce929
First observed: Jun 1, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.