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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Sep 10, 2025 | no | WEST ORANGE, NJ|HILLSIDE, NJ|NEWARK, NJ|NEWARK, NJ|MONTCLAIR, NJ|JERSEY CITY, NJ | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 4, 2011 | Oct 1, 2012 | no | UNION, NJ|MADISON, NJ|HILLSIDE, NJ|UNION, NJ|NEWARK, NJ|WEST ORANGE, NJ|NEWARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Sep 10, 2025 | Sep 9, 2025 | -1 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |