DFX Intelligence

A•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

A•••••••• L•••••

Advisor at F••••••• F•••••••• P•••••••

GRAPEVINE, TX

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Search this name across graphsid dfx:ria:8478b7dd-2580-7431-7419-229d2430d0c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• F•••••••• P•••••••	State registered	Aug 13, 2024	n/a	yes	GRAPEVINE, TX	Current employment
N•••••••• I••••••••• A••••••• L••	No RAUM reported	Apr 11, 2024	Feb 5, 2025	no	Lewisville, TX\|WEST HOLLYWOOD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• I••••••••• A••••••• L••	F••••••• F•••••••• P•••••••	Feb 5, 2025	Aug 13, 2024	-176	Firm change after gap	Other
L••••• G•••• W••••• M•••••••••	N•••••••• I••••••••• A••••••• L••	Aug 5, 2024	Apr 11, 2024

Relationships

Registered with (4)

→ F••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Aug 13, 2024 to presentfactForm ADV
→ N•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 11, 2024 to Feb 5, 2025factForm ADV
→ L••••• G•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 2, 2024 to Aug 5, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Feb 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8478b7dd-2580-7431-7419-229d2430d0c7
First observed: May 14, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.