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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

SILVEROAK WEALTH MANAGEMENT LLC

CRD 110532

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:847cdd4f-41b6-635d-2b59-1aa47cc3862e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Mar 21, 2012 to Mar 31, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.9B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $285Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,992
Individual clients: 116
High net worth clients: 328
Custody, client assets: $831M
SEC number: 801-60208
CIK: 1764766
CRD: 110532
Filings on the tape: 26
First filed: Mar 21, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, MN
Website: silveroakwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SHANNON ALAN KING	Certified Financial Planner	Edina, MN	21	27	n/a	no
JONATHAN LEIGH SCHARLAU	Certified Financial Planner\|Chartered Financial Analyst	EDINA, MN	12	34	1	no
NICHOLAS JAMES THUNKER	Certified Financial Planner	EDINA, MN	12	19	n/a	no
KATHLEEN JEAN NELSON	Certified Financial Planner\|Personal Financial Specialist	EDINA, MN	9	27	n/a	no
Alexander William Dunne	Certified Financial Planner	EDINA, MN	8	10	n/a	no
CHRISTOPHER MICHAEL LINK	Certified Financial Planner\|Personal Financial Specialist	EDINA, MN	2	21	n/a	no
Daniel Linton Hedegard	Certified Financial Planner	EDINA, MN	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KING, SHANNON, ALAN	PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, CHAIR & MEMBER	E	yes	03/2004	Mar 31, 2026	Mar 31, 2026
NELSON, KATHLEEN, JEAN	MEMBER, VICE PRESIDENT, TREASURER	A	yes	01/2020	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$2.0B	$1.9B	23	8	0	n/a	n/a
2024	Mar 26, 2025	$1.7B	$1.6B	23	7	0	n/a	n/a
2023	Mar 25, 2024	$1.5B	$1.4B	20	6	0	n/a	n/a
2022	Mar 28, 2023	$1.4B	$1.3B	19	6	0	n/a	n/a
2021	Mar 28, 2022	$1.3B	$1.2B	17	6	0	n/a	n/a
2020	Mar 26, 2021	$1.1B	$1.0B	18	6	0	n/a	n/a
2019	Mar 31, 2020	$951M	$885M	16	6	0	n/a	n/a
2018	Mar 20, 2019	$760M	$703M	16	7	0	n/a	n/a
2017	Mar 26, 2018	$752M	$695M	15	7	0	n/a	n/a
2016	Mar 27, 2017	$614M	$562M	12	4	n/a	n/a	n/a
2015	Mar 17, 2016	$533M	$489M	12	4	n/a	n/a	n/a
2014	Mar 27, 2015	$528M	$487M	11	5	n/a	n/a	n/a
2013	Mar 25, 2014	$490M	$452M	9	5	n/a	n/a	n/a
2012	Mar 27, 2013	$373M	$353M	7	5	n/a	n/a	n/a
2011	Mar 21, 2012	$249M	$235M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.7B	16.4%	$1.4B	13.8%	23	23	0	0

Relationships

Registered with (7)

← Daniel Linton HedegardAdvisorregistration: current employment
Jun 12, 2025 to presentfactForm ADV
← CHRISTOPHER MICHAEL LINKAdvisorregistration: current employment
Sep 16, 2024 to presentfactForm ADV
← Alexander William DunneAdvisorregistration: current employment
Mar 19, 2018 to presentfactForm ADV
← KATHLEEN JEAN NELSONAdvisorregistration: current employment
Jun 27, 2017 to presentfactForm ADV
← JONATHAN LEIGH SCHARLAUAdvisorregistration: current employment
Jan 9, 2014 to presentfactForm ADV
← NICHOLAS JAMES THUNKERAdvisorregistration: current employment
Jan 9, 2014 to presentfactForm ADV
← SHANNON ALAN KINGAdvisorregistration: current employment
Aug 26, 2005 to presentfactForm ADV

Controls (2)

← KING, SHANNON, ALANOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, CHAIR & MEMBER, ownership code E, individual
Mar 21, 2012 to Mar 26, 2024factForm ADV
← NELSON, KATHLEEN, JEANOwnerMEMBER, VICE PRESIDENT, TREASURER, ownership code A, individual
Jan 29, 2020 to Mar 26, 2024factForm ADV

Dated events

Occurred
Mar 31, 2020
Regulatory AUM changed
Silveroak Wealth Management Llc reported RAUM $950.6M, up 25% from $760.4M (2020-01-29 to 2020-03-31)
Form ADVobserved 4 days ago
$190M
Occurred
Jan 29, 2020
Control person left
B. Allen Kaufmann (Member, Secretary) no longer on Schedule A of Silveroak Wealth Management Llc (listed 2019-03-20, absent 2020-01-29)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2020
Control person left
R. Kimberly Schwichtenberg (Member, Chief Manager) no longer on Schedule A of Silveroak Wealth Management Llc (listed 2019-03-20, absent 2020-01-29)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2020
Control person left
L. John Thorvilson (Member, Treasurer) no longer on Schedule A of Silveroak Wealth Management Llc (listed 2019-03-20, absent 2020-01-29)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2020
Control person joined
Jean Kathleen Nelson (Member, Vice President, Treasurer) appeared on Schedule A of Silveroak Wealth Management Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:847cdd4f-41b6-635d-2b59-1aa47cc3862e
First observed: Mar 21, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SILVEROAK WEALTH MANAGEMENT LLC

CRD 110532

EDINA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:847cdd4f-41b6-635d-2b59-1aa47cc3862e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SHANNON ALAN KING

Certified Financial Planner

Edina, MN

n/a

JONATHAN LEIGH SCHARLAU

Certified Financial Planner|Chartered Financial Analyst

EDINA, MN

NICHOLAS JAMES THUNKER

Certified Financial Planner

EDINA, MN

n/a

KATHLEEN JEAN NELSON

Certified Financial Planner|Personal Financial Specialist

EDINA, MN

n/a

Alexander William Dunne

Certified Financial Planner

EDINA, MN

n/a

CHRISTOPHER MICHAEL LINK

Certified Financial Planner|Personal Financial Specialist

EDINA, MN

n/a

Daniel Linton Hedegard

Certified Financial Planner

EDINA, MN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KING, SHANNON, ALAN

PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, CHAIR & MEMBER

yes

03/2004

Mar 31, 2026

NELSON, KATHLEEN, JEAN

MEMBER, VICE PRESIDENT, TREASURER

yes

01/2020

Mar 31, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.0B

$1.9B

n/a

2024

Mar 26, 2025

$1.7B

$1.6B

n/a

2023

Mar 25, 2024

$1.5B

$1.4B

n/a

2022

Mar 28, 2023

$1.4B

$1.3B

n/a

2021

Mar 28, 2022

$1.3B

$1.2B

n/a

2020

Mar 26, 2021

$1.1B

$1.0B

n/a

2019

Mar 31, 2020

$951M

$885M

n/a

2018

Mar 20, 2019

$760M

$703M

n/a

2017

Mar 26, 2018

$752M

$695M

n/a

2016

Mar 27, 2017

$614M

$562M

n/a

2015

Mar 17, 2016

$533M

$489M

n/a

2014

Mar 27, 2015

$528M

$487M

n/a

2013

Mar 25, 2014

$490M

$452M

n/a

2012

Mar 27, 2013

$373M

$353M

n/a

2011

Mar 21, 2012

$249M

$235M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.0B

$1.7B

16.4%

$1.4B

13.8%