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Advisor at CETERA INVESTMENT ADVISERS LLC
CAMBRIDGE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 15, 2026 | n/a | yes | CAMBRIDGE, MD | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | Jun 17, 2026 | no | CAMBRIDGE, MD | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Nov 1, 2002 | Jan 24, 2025 | no | CAMBRIDGE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 17, 2026 | Jun 15, 2026 | -2 | Firm change | Ibd to ibd |
| OSAIC FS, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |