DFX Intelligence

J••••• A•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••••• A•••• M••••••

Advisor at S•••••• W••••• M•••••••••

BINGHAM FARMS, MI

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Search this name across graphsid dfx:ria:8495d981-9879-a748-d3a8-eac3d782b47d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M•••••••••	Independent wealth	Jan 1, 2025	n/a	yes	BINGHAM FARMS, MI	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Aug 12, 2022	Jul 7, 2025	no	Syracuse, NY\|Birmingham, MI\|Bingham Farms, MI\|SYRACUSE, NY\|Syracuse, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	S•••••• W••••• M•••••••••	Jul 7, 2025	Jan 1, 2025	-187	Firm change after gap	Ibd to new firm
U•• F•••••••• S••••••• I•••	C•••••• G•••• • C• I••	Aug 23, 2022	Aug 12, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
10641:331719:NY:2025-07-07	Jul 7, 2025	Jan 1, 2025	SYRACUSE, NY	Firm change after gap
8174:10641:MI:2022-08-23	Aug 23, 2022	Aug 12, 2022	BIRMINGHAM, MI	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Aug 12, 2022 to Jul 7, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 10, 2015 to Aug 23, 2022factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8495d981-9879-a748-d3a8-eac3d782b47d
First observed: Nov 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.