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Advisor at STRATOS WEALTH PARTNERS, LTD
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Aug 13, 2010 | n/a | yes | HUDSON, OH | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 14, 2010 | no | Pepper Pike, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 4, 2003 | Jun 1, 2009 | no | CHAGRIN FALLS, OH|PEPPER PIKE, OH | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 27, 1993 | Aug 28, 2003 | no | BEACHWOOD, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | STRATOS WEALTH PARTNERS, LTD | Apr 14, 2010 | Aug 13, 2010 | 121 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Aug 28, 2003 | Sep 4, 2003 | 7 | Firm change | Other |