DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K••• C•••••• P•••••••
GRANITE BAY, CA | SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••• C•••••• P••••••• | Independent wealth | Jan 1, 2025 | n/a | yes | GRANITE BAY, CA|SAN JOSE, CA | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 4, 2023 | no | FOLSOM, CA|Roseville, CA|Folsom, CA|Franklin, TN|Franklin, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | K••• C•••••• P••••••• | Oct 4, 2023 | Jan 1, 2025 | 455 | Firm change after gap | Wirehouse to RIA |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Dec 3, 2007 | Jun 1, 2009 | no | FOLSOM, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Dec 4, 2007 | no | FOLSOM, CA|FOLSOM, CA | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Sep 28, 2000 | Jul 1, 2003 | no | ROSEVILLE, CA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | M••••• S•••••• • C•• L•• | Dec 4, 2007 | Dec 3, 2007 | -1 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |