DFX Intelligence

D••••• S•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

D••••• S•••••• D••••••

Advisor at W•••• F•••• A•••••••

BETHESDA, MD

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Search this name across graphsid dfx:ria:84a5555b-1c70-dd1d-1b2b-1724f38b772c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 28, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 20, 2024	n/a	yes	BETHESDA, MD	Current employment
M••••• S••••••	Wirehouse	Aug 17, 2017	Nov 29, 2024	no	Bethesda, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W•••• F•••• A•••••••	Nov 29, 2024	Nov 20, 2024	-9	Firm change	Wirehouse to wirehouse
W•••• F•••• A•••••••	M••••• S••••••	Aug 18, 2017	Aug 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:MD:2017-08-18	Aug 18, 2017	Aug 17, 2017	BETHESDA, MD	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 23, 2009 to Aug 18, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 17, 2017 to Nov 29, 2024factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jan 3, 2003 to Sep 2, 2008factForm ADV
→ O••••••••• A•••• M•••••••••

Dated events

Occurred
Nov 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84a5555b-1c70-dd1d-1b2b-1724f38b772c
First observed: Jul 12, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.