S•••• C• B•••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84a68324-6897-0527-2449-6a809f8af8b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 18, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Nov 21, 2024	n/a	yes	Brea, CA\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|BREMERTON, WA	Current employment
B• • A••••••••• I•••	Independent wealth	Jul 14, 2015	Aug 13, 2020	no	ORANGE, CA

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
B• • A••••••••• I•••	M•••• C••••••• A••••••• S••••••	Aug 13, 2020	Nov 21, 2024	1,561	Firm change after gap	RIA to ibd
L•• F•••••••• L••	B• • A••••••••• I•••	Feb 26, 2015	Jul 14, 2015

Relationships

Registered with (5)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ B• • A••••••••• I•••Registered adviserregistration: previous registration
Jul 14, 2015 to Aug 13, 2020factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 15, 2010 to Feb 26, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84a68324-6897-0527-2449-6a809f8af8b8
First observed: Aug 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.