DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

TODD BRIAN DIVEN

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

ITASCA, IL | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84ac8c90-6af8-d87b-7ca9-08d31baa7acc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 10, 2000
First registration: Jan 9, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4246598

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 15, 2013	n/a	yes	ITASCA, IL\|PLYMOUTH, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2013	Nov 18, 2013	no	ITASCA, IL\|PLYMOUTH, MN\|ITASCA, IL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Nov 18, 2013	no	ITASCA, IL	Previous registration
SUMMIT WEALTH ADVISORS LLC	n/a	Mar 5, 2004	Dec 10, 2013	no	ITASCA, IL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Oct 20, 2003	Jan 2, 2009	no	HASCA, IL\|ITASCA, IL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jan 9, 2001	Oct 3, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT WEALTH ADVISORS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 10, 2013	Jan 2, 2009	-1,803	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Nov 18, 2013	Nov 15, 2013	-3	Firm change	Other
LPL FINANCIAL LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Nov 18, 2013	Nov 15, 2013	-3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	SUMMIT WEALTH ADVISORS LLC	Jan 2, 2009	Mar 5, 2004	-1,764	Firm change after gap	Other
OSAIC FA, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Oct 3, 2003	Oct 20, 2003	17	Firm change	Other

Relationships

Registered with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 15, 2013 to presentfactForm ADV
→ SUMMIT WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Mar 5, 2004 to Dec 10, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Nov 18, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 15, 2013 to Nov 18, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2003 to Jan 2, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jan 9, 2001 to Oct 3, 2003factForm ADV

Dated events

No dated event names this entity yet.