DFX Intelligence

D•••• P•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner17 years in industry

D•••• P•••••• C••••

Advisor at G••••••• W••••• A•••••••• L••

Chelmsford, MA | RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• W••••• A•••••••• L••	Independent wealth	Feb 15, 2022	n/a	yes	Chelmsford, MA\|RALEIGH, NC	Current employment
B•• A•••• M••••••••• I•••	Independent wealth	Sep 12, 2011	Jan 22, 2021	no	LINCOLN, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• A•••• M••••••••• I•••	G••••••• W••••• A•••••••• L••	Jan 22, 2021	Feb 15, 2022	389	Firm change	RIA to RIA
A••••• P•••••• I••••••••• A•••• M••••••••• I•••	B•• A•••• M••••••••• I•••	Mar 24, 2011	Sep 12, 2011

Relationships

Registered with (3)

→ G••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ B•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 12, 2011 to Jan 22, 2021factForm ADV
→ A••••• P•••••• I••••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 18, 2009 to Mar 24, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 18, 2009
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.