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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

CRD 138756

BOSTON, MA

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Search this name across graphsid dfx:ria:99d1105c-32ea-c78f-6c40-565cf3b9ecea

Data as of Nov 3, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 174
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2012 to Nov 3, 2020
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18BItem 5.F on the latest filing (2020-11-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $48.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 213
Advisory employees: 106
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 105
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $797Mgross asset value as reported per fund; never fund size
Custody, client assets: $630M
SEC number: 801-66395
CRD: 138756
Filings on the tape: 37
First filed: Jan 17, 2012
Latest filed: Nov 3, 2020
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAROLINA INSTITUTIONAL SHORT DURATION FUND	Hedge Fund	$57.1M	Dec 18, 2019	7	Apr 2, 2012	reported	021-143750
CAROLINA INSTITUTIONAL SHORT DURATION MASTER LTD.	Hedge Fund	$57.1M	Dec 18, 2019	10	Apr 2, 2012	reported	n/a
METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPERATE ACCOUNT NO. 389	Hedge Fund	$11.5M	Dec 18, 2019	5	Apr 2, 2012	reported	021-94265
CAROLINA INSTITUTIONAL SHORT DURATION FUND LTD.	Hedge Fund	$0	Dec 18, 2019	3	Apr 2, 2012	reported	021-173012

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Amundi	Shareholder	E	yes	11/1978	Jul 10, 2017	Nov 3, 2020
AMUNDI ASSET MANAGEMENT	Shareholder	E	yes	01/2008	Jul 10, 2017	Nov 3, 2020
AMUNDI PIONEER INVESTMENT MANAGEMENT USA INC.	Shareholder	E	yes	01/2006	Jul 10, 2017	Nov 3, 2020
AMUNDI USA, INC.	Member	E	yes	07/2017	Jul 10, 2017	Nov 3, 2020
BLANC, PATRICE, ETIENNE	CHIEF OPERATIONS OFFICER, DIRECTOR	Na	yes	07/2017	Jul 10, 2017	Nov 3, 2020
BLANQUE, PASCAL, MAURICE	Director	Na	yes	07/2017	Jul 10, 2017	Nov 3, 2020
CARREL-BILLIARD, DOMINIQUE	Director	Na	yes	07/2017	Jul 10, 2017	Nov 3, 2020
CREDIT AGRICOLE SA	Shareholder	E	yes	11/1978	Jul 10, 2017	Nov 3, 2020
CULLEN, TERRENCE, JOSEPH	CHIEF LEGAL OFFICER	Na	yes	06/2010	Jan 17, 2012	Nov 3, 2020
DE WIT, BERNARD, HENRI	Director	Na	yes	07/2017	Jul 10, 2017	Nov 3, 2020
DOOLING, GREGG, MATTHEW	CHIEF FINANCIAL OFFICER	Na	yes	09/2008	Jan 17, 2012	Nov 3, 2020
JONES, LISA	PRESIDENT, CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR	Na	yes	08/2014	Aug 15, 2014	Nov 3, 2020
MALONE, JOHN, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	09/2018	Sep 4, 2018	Nov 3, 2020
SAS RUE LA BOETIE	Shareholder	D	yes	11/2001	Jul 10, 2017	Nov 3, 2020
TAUBES, KENNETH, JAMES	CHIEF INVESTMENT OFFICER, DIRECTOR	Na	yes	07/2017	Jul 10, 2017	Nov 3, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 49

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SBI FUNDS MANAGEMENT PRIVATE LIMITED	n/a	Institutional manager	$220B	N	yes	n/a
AMUNDI PIONEER ASSET MANAGEMENT, INC.	n/a	Former SEC adviser	$120B	N	yes	n/a
POLEN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$24B	N	yes	n/a
DOLAN MCENIRY CAPITAL MANAGEMENT LLC	n/a	Other adviser	$14B	N	yes	n/a
KBI GLOBAL INVESTORS (NORTH AMERICA) LTD	n/a	Other adviser	$1.7B	N	yes	n/a
TOBAM S.A.S.	n/a	Asset manager	$1.1B	N	yes	n/a
ABC-CA FUND MANAGEMENT CO. LTD.	n/a	n/a	n/a	N	yes	n/a
Amundi	n/a	n/a	n/a	Y	yes	n/a
AMUNDI (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS IRELAND LTD.	n/a	n/a	n/a	N	yes	n/a
AMUNDI ALTERNATIVE INVESTMENTS SAS	n/a	n/a	n/a	N	yes	n/a
AMUNDI ASSET MANAGEMENT	n/a	n/a	n/a	Y	yes	n/a
AMUNDI ASSET MANAGEMENT AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI AUSTRIA GMBH	n/a	n/a	n/a	N	yes	n/a
AMUNDI CANADA INC.	n/a	n/a	n/a	N	yes	n/a
AMUNDI CZECH REPUBLIC ASSET MANAGEMENT, A.S	n/a	n/a	n/a	N	yes	n/a
AMUNDI DEUTSCHLAND GMBH	n/a	n/a	n/a	N	yes	n/a
AMUNDI DISTRIBUTORS USA, LLC	n/a	n/a	n/a	N	yes	n/a
AMUNDI GLOBAL SERVICING	n/a	n/a	n/a	N	yes	n/a
AMUNDI HELLAS ASSET MANAGEMENT A.E.P.E.Y.	n/a	n/a	n/a	N	yes	n/a
AMUNDI HONG KONG LTD	n/a	n/a	n/a	N	yes	n/a
AMUNDI IBERIA S.G.I.I.C., S.A.	n/a	n/a	n/a	N	yes	n/a
AMUNDI INTERMEDIATION	n/a	n/a	n/a	N	yes	n/a
AMUNDI INVESTMENT FUND MANAGEMENT PRIVATE LIMITED COMPANY	n/a	n/a	n/a	N	yes	n/a
AMUNDI IRELAND LTD	n/a	n/a	n/a	N	yes	n/a
AMUNDI ISLAMIC MALAYSIA SDN BHD	n/a	n/a	n/a	N	yes	n/a
AMUNDI JAPAN LTD.	n/a	n/a	n/a	N	yes	n/a
AMUNDI LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
AMUNDI MALAYSIA SDN BHD	n/a	n/a	n/a	N	yes	n/a
AMUNDI PIONEER DISTRIBUTOR, INC.	n/a	n/a	n/a	N	yes	n/a
AMUNDI SINGAPORE LIMITED	n/a	n/a	n/a	N	yes	n/a
AMUNDI SOCIETA DI GESTIONE DEL RISPARMIO S.P.A.	n/a	n/a	n/a	N	yes	n/a
AMUNDI SUISSE SA	n/a	n/a	n/a	N	yes	n/a
AMUNDI TAIWAN LIMITED	n/a	n/a	n/a	N	yes	n/a
BFT GESTION	n/a	n/a	n/a	N	yes	n/a
CA INDOSUEZ GESTION	n/a	n/a	n/a	N	yes	n/a
CA INDOSUEZ PRIVATE BANKING	n/a	n/a	n/a	N	yes	n/a
CACEIS BANK LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
CACEIS S.A.	n/a	n/a	n/a	N	yes	n/a
CPR ASSET MANAGEMENT	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Durham	Nc	United States	27	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$18B	$17B	213	106	1	5	$797M
2018	Mar 29, 2019	$17B	$17B	284	103	1	9	$768M
2017	Mar 29, 2018	$19B	$18B	267	136	1	9	$1.1B
2016	Mar 30, 2017	$5.4B	$5.0B	124	119	n/a	1	$415M
2015	Mar 23, 2016	$5.4B	$5.4B	132	132	n/a	1	$415M
2014	Mar 30, 2015	$5.3B	$5.3B	142	142	n/a	1	$311M
2013	Mar 25, 2014	$6.0B	$5.1B	142	142	n/a	1	$241M
2012	Mar 28, 2013	$4.3B	$3.4B	137	137	n/a	1	$107M
2011	Mar 30, 2012	$4.3B	$3.4B	n/a	n/a	n/a	2	$225M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$18B	$17B	2.8%	$5.4B	49.0%	213	284	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEUBERGER BERMAN BD LLC	2	Sep 29, 2015	Oct 5, 2015	BOSTON, MA	Team lift out	Other	3.8%

Relationships

showing 80 of 174

Affiliated with (8)

→ POLEN CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserother investment adviser, common control
factForm ADV
→ DOLAN MCENIRY CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ KBI GLOBAL INVESTORS (NORTH AMERICA) LTDRegistered adviserother investment adviser, common control
factForm ADV
→ SBI FUNDS MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ TOBAMRegistered adviserother investment adviser, common control
factForm ADV
← AMUNDI SMITH BREEDEN LLCRegistered adviserother investment adviser, common control
factForm ADV
← VANDERBILT CAPITAL ADVISORS LLCRegistered adviserother investment adviser, control
factForm ADV

Controls (15)

← JONES, LISAOwnerPRESIDENT, CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Aug 15, 2014 to presentfactForm ADV
← BLANC, PATRICE, ETIENNEOwnerCHIEF OPERATIONS OFFICER, DIRECTOR, ownership code NA, individual
Jul 10, 2017 to presentfactForm ADV
← MALONE, JOHN, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2018 to presentfactForm ADV
← DOOLING, GREGG, MATTHEWOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 17, 2012 to presentfactForm ADV
← TAUBES, KENNETH, JAMESOwnerCHIEF INVESTMENT OFFICER, DIRECTOR, ownership code NA, individual
Jul 10, 2017 to presentfactForm ADV
← CULLEN, TERRENCE, JOSEPHOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Jan 17, 2012 to presentfactForm ADV
← CARREL-BILLIARD, DOMINIQUEOwnerDIRECTOR, ownership code NA, individual
Jul 10, 2017 to presentfactForm ADV
← BLANQUE, PASCAL, MAURICEOwnerDIRECTOR, ownership code NA, individual
Jul 10, 2017 to presentfactForm ADV
← DE WIT, BERNARD, HENRIOwnerDIRECTOR, ownership code NA, individual
Jul 10, 2017 to presentfactForm ADV
← AMUNDIOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 10, 2017 to presentfactForm ADV
← AMUNDI ASSET MANAGEMENTOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 10, 2017 to presentfactForm ADV
← AMUNDI PIONEER INVESTMENT MANAGEMENT USA INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Jul 10, 2017 to presentfactForm ADV
← AMUNDI USA, INC.OwnerMEMBER, ownership code E, domestic entity
Jul 10, 2017 to presentfactForm ADV
← CREDIT AGRICOLE SAOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 10, 2017 to presentfactForm ADV
← SAS RUE LA BOETIEOwnerSHAREHOLDER, ownership code D, foreign entity
Jul 10, 2017 to presentfactForm ADV

Advises (4)

→ METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPERATE ACCOUNT NO. 389Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ CAROLINA INSTITUTIONAL SHORT DURATION MASTER LTD.Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ CAROLINA INSTITUTIONAL SHORT DURATION FUNDPrivate fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ CAROLINA INSTITUTIONAL SHORT DURATION FUND LTD.Private fundHedge Fund, IA
Apr 2, 2012 to presentfactForm ADV

Registered with (53)

← WALTER WRIGHT EDLERAdvisorregistration: previous registration
Jan 17, 2012 to Dec 31, 2020factForm ADV
← JEFFREY H SAUNDERSAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← IRA WILLIAM COXAdvisorregistration: previous registration
Feb 12, 2016 to Dec 31, 2020factForm ADV
← DAVID MICHAEL MARTINAdvisorregistration: previous registration
Nov 13, 2012 to Dec 31, 2020factForm ADV
← ROBERT ANTHONY GIANNINIAdvisorregistration: previous registration
Jun 19, 2012 to Dec 31, 2020factForm ADV
← RICHARD MICHAEL DAILEYAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← DANIEL JOSEPH CLARKAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← JOHN Francis KORNAdvisorregistration: previous registration
Apr 23, 2018 to Dec 31, 2020factForm ADV
← DEBRA SUSAN WEKSTEINAdvisorregistration: previous registration
May 6, 2013 to Dec 31, 2020factForm ADV
← CHRISTOPHER R BILELLOAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← STEPHEN PAUL UZONYIAdvisorregistration: previous registration
Aug 11, 2011 to Dec 31, 2020factForm ADV
← MATTHEW M ZORUMSKIAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← STEPHEN DANIEL CASACCIAAdvisorregistration: previous registration
Feb 10, 2014 to Dec 31, 2020factForm ADV
← JUSTIN HAMILTON MORSEAdvisorregistration: previous registration
Apr 28, 2008 to Dec 31, 2020factForm ADV
← PHILIP O'TOOLEAdvisorregistration: previous registration
Nov 7, 2017 to Dec 31, 2020factForm ADV
← Kevin Raymond ZellersAdvisorregistration: previous registration
Apr 9, 2012 to Dec 31, 2020factForm ADV
← JASON C. XANTHAKISAdvisorregistration: previous registration
Mar 1, 2010 to Dec 31, 2020factForm ADV
← JAMES EARL VIGUEAdvisorregistration: previous registration
Nov 24, 2015 to Dec 31, 2020factForm ADV
← SHAMIM JOHNSON KOCHAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← BRANDI E. KINSMANAdvisorregistration: previous registration
Feb 18, 2010 to Dec 31, 2020factForm ADV
← BRIAN ARTHUR MCMAHONAdvisorregistration: previous registration
Apr 9, 2008 to Dec 31, 2020factForm ADV
← JEFFERSON PHILIP MATKINAdvisorregistration: previous registration
Nov 24, 2014 to Dec 31, 2020factForm ADV
← CY OCTAVIAN ALEMANAdvisorregistration: previous registration
Jun 8, 2012 to Dec 31, 2020factForm ADV
← JASON RICHARD YOUNGAdvisorregistration: previous registration
Sep 12, 2012 to Dec 31, 2020factForm ADV
← JEFFREY THOMAS ABELLIAdvisorregistration: previous registration
Apr 20, 2006 to Dec 31, 2020factForm ADV
← Vaughan Preston O'NealAdvisorregistration: previous registration
Jun 7, 2010 to Dec 31, 2020factForm ADV
← CORNELIUS FRANCIS LEAHEYAdvisorregistration: previous registration
Apr 14, 2008 to Dec 31, 2020factForm ADV
← JOHN R. MURRAYAdvisorregistration: previous registration
Oct 17, 2007 to Dec 31, 2020factForm ADV
← Mark D TishmanAdvisorregistration: previous registration
Sep 3, 2010 to Dec 31, 2020factForm ADV
← Elizabeth BucaloAdvisorregistration: previous registration
Nov 5, 2008 to Dec 31, 2020factForm ADV
and 23 more

Dated events

Occurred
Jan 9, 2018
Regulatory AUM changed
Amundi Pioneer Institutional Asset Management, Inc. reported RAUM $18.5B, up 188% from $6.4B (2017-11-28 to 2018-01-09)
Form ADVobserved 4 days ago
$12.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:99d1105c-32ea-c78f-6c40-565cf3b9ecea
First observed: Jan 17, 2012
Last observed: Nov 3, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

CRD 138756

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:99d1105c-32ea-c78f-6c40-565cf3b9ecea

Data as of Nov 3, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAROLINA INSTITUTIONAL SHORT DURATION FUND

Hedge Fund

$57.1M

Dec 18, 2019

Apr 2, 2012

reported

021-143750

CAROLINA INSTITUTIONAL SHORT DURATION MASTER LTD.

Hedge Fund

$57.1M

Dec 18, 2019

Apr 2, 2012

reported

n/a

METROPOLITAN LIFE INSURANCE COMPANY ON BEHALF OF ITS SEPERATE ACCOUNT NO. 389

Hedge Fund

$11.5M

Dec 18, 2019

Apr 2, 2012

reported

021-94265

CAROLINA INSTITUTIONAL SHORT DURATION FUND LTD.

Hedge Fund

Dec 18, 2019

Apr 2, 2012

reported

021-173012

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Amundi

Shareholder

yes

11/1978

Jul 10, 2017

Nov 3, 2020

AMUNDI ASSET MANAGEMENT

Shareholder

yes

01/2008

Jul 10, 2017

Nov 3, 2020

AMUNDI PIONEER INVESTMENT MANAGEMENT USA INC.

Shareholder

yes

01/2006

Jul 10, 2017

Nov 3, 2020

AMUNDI USA, INC.

Member

yes

07/2017

Jul 10, 2017

Nov 3, 2020

BLANC, PATRICE, ETIENNE

CHIEF OPERATIONS OFFICER, DIRECTOR

yes

07/2017

Jul 10, 2017

Nov 3, 2020

BLANQUE, PASCAL, MAURICE

Director

yes

07/2017

Jul 10, 2017

Nov 3, 2020

CARREL-BILLIARD, DOMINIQUE

Director

yes

07/2017

Jul 10, 2017

Nov 3, 2020

CREDIT AGRICOLE SA

Shareholder

yes

11/1978

Jul 10, 2017

Nov 3, 2020

CULLEN, TERRENCE, JOSEPH

CHIEF LEGAL OFFICER

yes

06/2010

Jan 17, 2012

Nov 3, 2020

DE WIT, BERNARD, HENRI

Director

yes

07/2017

Jul 10, 2017

Nov 3, 2020

DOOLING, GREGG, MATTHEW

CHIEF FINANCIAL OFFICER

yes

09/2008

Jan 17, 2012

Nov 3, 2020

JONES, LISA

PRESIDENT, CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR

yes

08/2014

Aug 15, 2014

Nov 3, 2020

MALONE, JOHN, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

09/2018

Sep 4, 2018

Nov 3, 2020

SAS RUE LA BOETIE

Shareholder

yes

11/2001

Jul 10, 2017

Nov 3, 2020

TAUBES, KENNETH, JAMES

CHIEF INVESTMENT OFFICER, DIRECTOR

yes

07/2017

Jul 10, 2017

Nov 3, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SBI FUNDS MANAGEMENT PRIVATE LIMITED

n/a

Institutional manager

$220B

yes

n/a

AMUNDI PIONEER ASSET MANAGEMENT, INC.

n/a

Former SEC adviser

$120B

yes

n/a

POLEN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$24B

yes

n/a

DOLAN MCENIRY CAPITAL MANAGEMENT LLC

n/a

Other adviser

$14B

yes

n/a

KBI GLOBAL INVESTORS (NORTH AMERICA) LTD

n/a

Other adviser

$1.7B

yes

n/a

TOBAM S.A.S.

n/a

Asset manager

$1.1B

yes

n/a

ABC-CA FUND MANAGEMENT CO. LTD.

n/a

yes

n/a

Amundi

n/a

yes

n/a

AMUNDI (UK) LIMITED

n/a

yes

n/a

AMUNDI ALTERNATIVE INVESTMENTS IRELAND LTD.

n/a

yes

n/a

AMUNDI ALTERNATIVE INVESTMENTS SAS

n/a

yes

n/a

AMUNDI ASSET MANAGEMENT

n/a

yes

n/a

AMUNDI ASSET MANAGEMENT AUSTRALIA LIMITED

n/a

yes

n/a

AMUNDI AUSTRIA GMBH

n/a

yes

n/a

AMUNDI CANADA INC.

n/a

yes

n/a

AMUNDI CZECH REPUBLIC ASSET MANAGEMENT, A.S

n/a

yes

n/a

AMUNDI DEUTSCHLAND GMBH

n/a

yes

n/a

AMUNDI DISTRIBUTORS USA, LLC

n/a

yes

n/a

AMUNDI GLOBAL SERVICING

n/a

yes

n/a

AMUNDI HELLAS ASSET MANAGEMENT A.E.P.E.Y.

n/a

yes

n/a

AMUNDI HONG KONG LTD

n/a

yes

n/a

AMUNDI IBERIA S.G.I.I.C., S.A.

n/a

yes

n/a

AMUNDI INTERMEDIATION

n/a

yes

n/a

AMUNDI INVESTMENT FUND MANAGEMENT PRIVATE LIMITED COMPANY

n/a

yes

n/a

AMUNDI IRELAND LTD

n/a

yes

n/a

AMUNDI ISLAMIC MALAYSIA SDN BHD

n/a

yes

n/a

AMUNDI JAPAN LTD.

n/a

yes

n/a

AMUNDI LUXEMBOURG S.A.

n/a

yes

n/a

AMUNDI MALAYSIA SDN BHD

n/a

yes

n/a

AMUNDI PIONEER DISTRIBUTOR, INC.

n/a

yes

n/a

AMUNDI SINGAPORE LIMITED

n/a

yes

n/a

AMUNDI SOCIETA DI GESTIONE DEL RISPARMIO S.P.A.

n/a

yes

n/a

AMUNDI SUISSE SA

n/a

yes

n/a

AMUNDI TAIWAN LIMITED

n/a

yes

n/a

BFT GESTION

n/a

yes

n/a

CA INDOSUEZ GESTION

n/a

yes

n/a

CA INDOSUEZ PRIVATE BANKING

n/a

yes

n/a

CACEIS BANK LUXEMBOURG S.A.

n/a

yes

n/a

CACEIS S.A.

n/a

yes

n/a

CPR ASSET MANAGEMENT

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Durham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$18B

$17B

213

106

$797M

2018

Mar 29, 2019

$17B

284

103

$768M

2017

Mar 29, 2018

$19B

$18B

267

136

$1.1B

2016

Mar 30, 2017

$5.4B

$5.0B

124

119

n/a

$415M

2015

Mar 23, 2016

$5.4B

132

n/a

$415M

2014

Mar 30, 2015

$5.3B

142

n/a

$311M

2013

Mar 25, 2014

$6.0B

$5.1B

142

n/a

$241M

2012

Mar 28, 2013

$4.3B

$3.4B

137

n/a

$107M

2011

Mar 30, 2012

$4.3B

$3.4B

n/a

$225M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$18B

$17B

2.8%

$5.4B

49.0%

213

284

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEUBERGER BERMAN BD LLC

Sep 29, 2015

Oct 5, 2015

BOSTON, MA

Team lift out

Other

3.8%