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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

GLADSTONE MANAGEMENT CORPORATION

CRD 122482

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84ba7c45-a533-e685-f520-520a036cc6fb

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2012 to Apr 2, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.45 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $4.4BItem 5.F on the latest filing (2026-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $4.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 45
Advisory employees: 40
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 5
Individual clients: 0
High net worth clients: 0
Custody, client assets: $2.4B
SEC number: 801-61440
CIK: 1221154
CRD: 122482
Filings on the tape: 21
First filed: Mar 28, 2012
Latest filed: Apr 2, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC DRAKE MALOY	n/a	Dallas, TX \| MCLEAN, VA	7	19	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUBAKER, TERRY, LEE	DIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER	Na	yes	06/2002	Mar 28, 2012	Sep 19, 2024
DELLAFIORA, JOHN, ANTHONY	CHIEF COMPLIANCE OFFICER	Na	yes	09/2007	Mar 28, 2012	Sep 19, 2024
GLADSTONE, DAVID, JOHN	Shareholder	E	yes	06/2002	Mar 28, 2012	Sep 19, 2024
GLADSTONE, DAVID, JOHN	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	06/2002	Mar 28, 2012	Sep 19, 2024
GLADSTONE, LAURA, PATRICIA	Director	Na	yes	05/2023	Jun 1, 2023	Sep 19, 2024
LICALSI, MICHAEL, BERNARD	GENERAL COUNSEL	Na	yes	10/2009	Sep 17, 2014	Sep 19, 2024
MALESARDI, MICHAEL, JOHN	CHIEF FINANCIAL OFFICER	Na	yes	09/2018	Sep 17, 2019	Sep 19, 2024
THE GLADSTONE COMPANIES, INC.	Shareholder	E	yes	01/2010	Sep 24, 2018	Sep 19, 2024
THE GLADSTONE COMPANIES, LTD	Shareholder	E	yes	05/2016	Jul 13, 2016	Sep 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLADSTONE SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Camarillo	CA	United States	2	no
Salinas	CA	United States	1	no
Brandon	FL	United States	1	no
NEW YORK	NY	United States	1	no
Tulsa	Ok	United States	1	no
Dallas	TX	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 2, 2026	$4.4B	$4.4B	45	40	6	n/a	n/a
2024	Sep 19, 2024	$4.2B	$4.2B	45	40	6	n/a	n/a
2023	Sep 25, 2023	$4.2B	$4.2B	45	40	8	n/a	n/a
2022	Sep 22, 2022	$4.0B	$4.0B	45	40	8	n/a	n/a
2021	Sep 23, 2021	$3.6B	$3.6B	45	40	7	n/a	n/a
2020	Sep 17, 2020	$3.0B	$3.0B	45	40	5	n/a	n/a
2019	Sep 17, 2019	$2.7B	$2.7B	45	40	4	n/a	n/a
2018	Sep 24, 2018	$2.5B	$2.5B	45	40	5	n/a	n/a
2017	Sep 22, 2017	$2.2B	$2.2B	45	40	n/a	n/a	n/a
2016	Sep 29, 2016	$1.9B	$1.9B	45	40	n/a	n/a	n/a
2015	Sep 28, 2015	$1.9B	$1.9B	45	40	n/a	n/a	n/a
2014	Sep 17, 2014	$1.5B	$1.5B	45	40	n/a	n/a	n/a
2013	Sep 26, 2013	$1.5B	$1.5B	45	40	n/a	n/a	n/a
2012	Sep 25, 2012	$1.1B	$1.1B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.4B	$4.2B	6.6%	$4.0B	3.6%	45	45	6	6

Relationships

Registered with (1)

← ERIC DRAKE MALOYAdvisorregistration: current employment
Oct 24, 2018 to presentfactForm ADV

Controls (7)

← LICALSI, MICHAEL, BERNARDOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 17, 2014 to Sep 19, 2024factForm ADV
← GLADSTONE, LAURA, PATRICIAOwnerDIRECTOR, ownership code NA, individual
Jun 1, 2023 to Sep 19, 2024factForm ADV
← BRUBAKER, TERRY, LEEOwnerDIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 28, 2012 to Sep 19, 2024factForm ADV
← GLADSTONE, DAVID, JOHNOwnerSHAREHOLDER, ownership code E, individual
Mar 28, 2012 to Sep 19, 2024factForm ADV
← DELLAFIORA, JOHN, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to Sep 19, 2024factForm ADV
← MALESARDI, MICHAEL, JOHNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 17, 2019 to Sep 19, 2024factForm ADV
← THE GLADSTONE COMPANIES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Sep 24, 2018 to Sep 19, 2024factForm ADV

Dated events

Occurred
Jun 1, 2023
Control person joined
Patricia Laura Gladstone (Director) appeared on Schedule A of Gladstone Management Corporation
Form ADVobserved 5 days ago
Occurred
Sep 17, 2019
Control person joined
John Michael Malesardi (Chief Financial Officer) appeared on Schedule A of Gladstone Management Corporation
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84ba7c45-a533-e685-f520-520a036cc6fb
First observed: Mar 28, 2012
Last observed: Apr 2, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLADSTONE MANAGEMENT CORPORATION

CRD 122482

MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84ba7c45-a533-e685-f520-520a036cc6fb

Data as of Apr 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC DRAKE MALOY

n/a

Dallas, TX | MCLEAN, VA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUBAKER, TERRY, LEE

DIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER

yes

06/2002

Mar 28, 2012

Sep 19, 2024

DELLAFIORA, JOHN, ANTHONY

CHIEF COMPLIANCE OFFICER

yes

09/2007

Mar 28, 2012

Sep 19, 2024

GLADSTONE, DAVID, JOHN

Shareholder

yes

06/2002

Mar 28, 2012

Sep 19, 2024

GLADSTONE, DAVID, JOHN

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

06/2002

Mar 28, 2012

Sep 19, 2024

GLADSTONE, LAURA, PATRICIA

Director

yes

05/2023

Jun 1, 2023

Sep 19, 2024

LICALSI, MICHAEL, BERNARD

GENERAL COUNSEL

yes

10/2009

Sep 17, 2014

Sep 19, 2024

MALESARDI, MICHAEL, JOHN

CHIEF FINANCIAL OFFICER

yes

09/2018

Sep 17, 2019

Sep 19, 2024

THE GLADSTONE COMPANIES, INC.

Shareholder

yes

01/2010

Sep 24, 2018

Sep 19, 2024

THE GLADSTONE COMPANIES, LTD

Shareholder

yes

05/2016

Jul 13, 2016

Sep 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLADSTONE SECURITIES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Camarillo

United States

Salinas

United States

Brandon

United States

NEW YORK

United States

Tulsa

United States

Dallas

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 2, 2026

$4.4B

n/a

2024

Sep 19, 2024

$4.2B

n/a

2023

Sep 25, 2023

$4.2B

n/a

2022

Sep 22, 2022

$4.0B

n/a

2021

Sep 23, 2021

$3.6B

n/a

2020

Sep 17, 2020

$3.0B

n/a

2019

Sep 17, 2019

$2.7B

n/a

2018

Sep 24, 2018

$2.5B

n/a

2017

Sep 22, 2017

$2.2B

n/a

2016

Sep 29, 2016

$1.9B

n/a

2015

Sep 28, 2015

$1.9B

n/a

2014

Sep 17, 2014

$1.5B

n/a

2013

Sep 26, 2013

$1.5B

n/a

2012

Sep 25, 2012

$1.1B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.4B

$4.2B

6.6%

$4.0B

3.6%