This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 11, 1989earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Dec 11, 1989

First registration

Jul 22, 2003

Dual registered

yes, broker-dealer

Other names

MIKE GRUBB

IAPD individual key

1999653

• Occurred

  Sep 11, 2024
  Advisor changed firm

  Michael Ray Grubb left Cetera Investment Advisers Llc for Lpl Financial Llc (registered 2024-09-05)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:84bba5cc-5ccd-2552-b7ce-b6b360f4ac25

First observed

Jul 22, 2003

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.