DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | BOCA RATON, FL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | BOCA RATON, FL|BOCA RATON, FL|BOCA RATON, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N•• E•••••• S••••••••• C••••••••• | M•• F•••••••• S•••••••• I••• | Jan 2, 2015 | Jan 2, 2015 |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 10, 2007 | Jan 2, 2015 | no | BOCA RATON, FL | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Apr 29, 1997 | Jul 2, 2007 | no | BOCA RATON, FL|FT LAUDERDALE, FL|BOCA RATON, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M•• I•••••••• S•••••••• L•• | N•• E•••••• S••••••••• C••••••••• | Jul 2, 2007 | Aug 10, 2007 | 39 | Firm change | Other |