N•••• N••••

Advisor at W••••• W•••••

MADISON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84c6e761-1d98-f616-fa87-9b16acf3e634

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• W•••••	Independent wealth	Jul 23, 2026	n/a	yes	MADISON, CT	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 26, 2025	Dec 19, 2025	no	MONROE, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	W••••• W•••••	Dec 19, 2025	Jul 23, 2026	216	Firm change	Ibd to RIA
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Dec 1, 2025	Nov 26, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:CT:2025-11-24	Dec 1, 2025	Nov 26, 2025	WESTPORT, CT	Firm change

Relationships

Registered with (3)

→ W••••• W•••••Registered adviserregistration: current employment
Jul 23, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 26, 2025 to Dec 19, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 23, 2014 to Dec 1, 2025factForm ADV

Dated events

Occurred
Dec 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84c6e761-1d98-f616-fa87-9b16acf3e634
First observed: Oct 23, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.