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RIA / WealthAdvisorCertified Financial Planner21 years in industry

ROBERT ALLEN BOSWELL

Advisor at SUNBELT SECURITIES

HOUSTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:84c7d853-5521-9666-eaf1-8a27d0b8a62d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUNBELT SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 28, 2018
First registration: Oct 15, 2018
Dual registered: no
Other names: BOBBY BOSWELL
IAPD individual key: 6914940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUNBELT SECURITIES	Bd affiliated wealth	Feb 4, 2025	n/a	yes	HOUSTON, TX\|HOUSTON, TX\|Houston, TX	Current employment
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Oct 18, 2022	Jan 8, 2025	no	HOUSTON, TX	Previous registration
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 30, 2021	Oct 18, 2022	no	AUSTIN, TX	Previous registration
USCA RIA LLC	Former SEC adviser	Oct 15, 2018	Jun 30, 2021	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVIDIAN WEALTH SOLUTIONS	SUNBELT SECURITIES	Jan 8, 2025	Feb 4, 2025	27	Firm change	RIA to ibd
U.S. CAPITAL WEALTH ADVISORS, LLC	AVIDIAN WEALTH SOLUTIONS	Oct 18, 2022	Oct 18, 2022	0	Firm change	Ibd to RIA
USCA RIA LLC	U.S. CAPITAL WEALTH ADVISORS, LLC	Jun 30, 2021	Jun 30, 2021	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ SUNBELT SECURITIESRegistered adviserregistration: current employment
Feb 4, 2025 to presentfactForm ADV
→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: previous registration
Oct 18, 2022 to Jan 8, 2025factForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 30, 2021 to Oct 18, 2022factForm ADV
→ USCA RIA LLCRegistered adviserregistration: previous registration
Oct 15, 2018 to Jun 30, 2021factForm ADV

Dated events

Occurred
Jan 8, 2025
Advisor changed firm
Robert Allen Boswell left Avidian Wealth Solutions for Sunbelt Securities (registered 2025-02-04)
Form ADVobserved 4 days ago
Occurred
Oct 18, 2022
Advisor changed firm
Robert Allen Boswell left U.S. Capital Wealth Advisors, Llc for Avidian Wealth Solutions (registered 2022-10-18)
Form ADVobserved 4 days ago