This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPPENHEIMER & CO. INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Dec 9, 2019

First registration

Jul 13, 2021

Dual registered

yes, broker-dealer

IAPD individual key

6976506

• Occurred

  May 24, 2024
  Advisor changed firm

  Noah Scott Wills left Raymond James Financial Services Advisors, Inc for Oppenheimer & Co. Inc. (registered 2024-05-23)

  Form ADVobserved 6 days ago
• Occurred

  Feb 21, 2023
  Advisor changed firm

  Noah Scott Wills left Mml Investors Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-02-16)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:84c8141c-209d-f642-ad7e-8bbd6a9bbf9e

First observed

Jul 13, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.