DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
GARDEN GROVE, CA | TUSTIN, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 25, 2023 | n/a | yes | GARDEN GROVE, CA|TUSTIN, CA | Current employment |
| W•• S••••••••• L•• | State registered | Oct 6, 2010 | Aug 29, 2013 | no | IRVINE, CA|CRANFORD, NJ|CRANFORD, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•• S••••••••• L•• | L•• F•••••••• L•• | Aug 29, 2013 | Apr 25, 2023 | 3,526 | Firm change after gap | Other |
| J••• H•••••• D••••••••• L•• | W•• S••••••••• L•• | Sep 29, 2003 | Oct 6, 2010 |
| J••• H•••••• D••••••••• L•• | n/a | Aug 6, 2003 | Sep 29, 2003 | no | SANTA BARBARA, CA | Previous registration |
| 2,564 |
| Firm change after gap |
| Other |