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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Gregory Talcott

Advisor at SCHWAB WEALTH ADVISORY, INC.

College Station, TX

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Search this name across graphsid dfx:ria:84cd0beb-54bb-2d88-6258-6de5766639d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Aug 1, 2000
First registration: Jul 25, 2006
Dual registered: yes, broker-dealer
Other names: GREGORY LEE TALCOTT
IAPD individual key: 4174726

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 9, 2026	n/a	yes	College Station, TX	Current employment
VIRTUA CAPITAL MANAGEMENT, LLC	State registered	Aug 17, 2018	Apr 20, 2020	no	SCOTTSDALE, AZ	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Jan 24, 2017	Mar 7, 2018	no	SAINT LOUIS, MO	Previous registration
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Jun 20, 2014	Dec 16, 2015	no	OLYMPIA, WA	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 4, 2012	Jun 10, 2014	no	PHOENIX, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 25, 2006	Dec 31, 2011	no	PHOENIX, AZ\|Phoenix, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUA CAPITAL MANAGEMENT, LLC	SCHWAB WEALTH ADVISORY, INC.	Apr 20, 2020	Jun 9, 2026	2,241	Firm change after gap	Other
SCOTTRADE INVESTMENT MANAGEMENT	VIRTUA CAPITAL MANAGEMENT, LLC	Mar 7, 2018	Aug 17, 2018	163	Firm change	Ibd to state RIA
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	SCOTTRADE INVESTMENT MANAGEMENT	Dec 16, 2015	Jan 24, 2017	405	Firm change after gap	Other
SCHWAB WEALTH ADVISORY, INC.	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Jun 10, 2014	Jun 20, 2014	10	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 4, 2012	4	Bulk transfer	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 4, 2012 to Jun 10, 2014factForm ADV
→ VIRTUA CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2018 to Apr 20, 2020factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 24, 2017 to Mar 7, 2018factForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 20, 2014 to Dec 16, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 25, 2006 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.