DFX Intelligence

S•••• F•••••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist25 years in industry

S•••• F•••••••• G•••

Advisor at C••••••• F••••• O••••••• L••

SARASOTA, FL

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Search this name across graphsid dfx:ria:84ce8a85-8b93-f433-af68-ef263472e3d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F••••• O••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F••••• O••••••• L••	Independent wealth	Jan 15, 2019	n/a	yes	SARASOTA, FL	Current employment
G•• A••••••• S•••••••• L••	Asset manager	Jan 2, 2007	Dec 31, 2017	no	SARASOTA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• A••••••• S•••••••• L••	C••••••• F••••• O••••••• L••	Dec 31, 2017	Jan 15, 2019	380	Firm change	Other
D••••••• I••••••••• A••••••• L••	G•• A••••••• S•••••••• L••	Nov 1, 2006	Jan 2, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
109278:298776:FL:2017-12-31	Dec 31, 2017	Jan 15, 2019	SARASOTA, FL	Firm change

Relationships

Registered with (3)

→ C••••••• F••••• O••••••• L••Registered adviserregistration: current employment
Jan 15, 2019 to presentfactForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2007 to Dec 31, 2017factForm ADV
→ D••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 19, 2001 to Nov 1, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84ce8a85-8b93-f433-af68-ef263472e3d7
First observed: Feb 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.