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Advisor at COLORADO FINANCIAL SERVICE CORPORATION
Denver, CO | DENVER, CO | CENTENNIAL, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COLORADO FINANCIAL SERVICE CORPORATION | Former SEC adviser | Apr 27, 2020 | n/a | yes | CENTENNIAL, CO|Denver, CO | Current employment |
| APEX CAPITAL MANAGEMENT LTD. | State registered | Mar 5, 2020 | n/a | yes | DENVER, CO | Current employment |
| WHITE PEAKS ASSET MANAGEMENT, LLC | State registered | Oct 1, 2018 | Dec 31, 2019 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WHITE PEAKS ASSET MANAGEMENT, LLC | APEX CAPITAL MANAGEMENT LTD. | Dec 31, 2019 | Mar 5, 2020 | 65 | Firm change | Other |