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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

CGI PLAN ADVISORS, INC.

CRD 311275

FRAZER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84dc67df-b13e-b78f-7b8a-cacc8a86b79b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Oct 28, 2020 to Mar 31, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

CGI Plan Advisors, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $261MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $131Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 29
Individual clients: 0
High net worth clients: 0
SEC number: 801-119874
CRD: 311275
Filings on the tape: 8
First filed: Oct 28, 2020
Latest filed: Mar 31, 2026
Organised: Corporation, PA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS ALAN PALMER	n/a	FRAZER, PA	5	13	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PALMER, DOUGLAS, ALAN	VICE PRESIDENT	Na	yes	10/2020	Oct 28, 2020	Mar 27, 2024
PALMER, VANCE, BRADLEY	PRESIDENT & CCO	E	yes	10/2020	Oct 28, 2020	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CGI WEALTH ADVISORS, INC.	n/a	Independent wealth	$129M	N	yes	n/a
THE CONESTOGA GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$261M	$0	2	2	n/a	n/a
2024	Apr 1, 2025	$211M	$0	2	2	n/a	n/a
2023	Mar 27, 2024	$204M	$0	2	2	n/a	n/a
2022	Mar 31, 2023	$194M	$0	2	2	n/a	n/a
2021	Mar 31, 2022	$207M	$0	2	2	n/a	n/a
2020	Mar 2, 2021	$134M	$0	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$261M	$211M	23.7%	$194M	10.4%	2	2	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMMONWEALTH FINANCIAL NETWORK	2	Dec 18, 2020	Feb 16, 2021	FRAZER, PA	Team lift out	Ibd to new firm	0.1%

Relationships

Affiliated with (2)

→ CGI WEALTH ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
← CGI WEALTH ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← DOUGLAS ALAN PALMERAdvisorregistration: current employment
Feb 16, 2021 to presentfactForm ADV
← VANCE BRADLEY PALMERAdvisorregistration: current employment
Feb 9, 2021 to presentfactForm ADV

Controls (2)

← PALMER, DOUGLAS, ALANOwnerVICE PRESIDENT, ownership code NA, individual
Oct 28, 2020 to Mar 27, 2024factForm ADV
← PALMER, VANCE, BRADLEYOwnerPRESIDENT & CCO, ownership code E, individual
Oct 28, 2020 to Mar 27, 2024factForm ADV

Dated events

Occurred
Oct 28, 2020
First Form ADV filing
Cgi Plan Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84dc67df-b13e-b78f-7b8a-cacc8a86b79b
First observed: Oct 28, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CGI PLAN ADVISORS, INC.

CRD 311275

FRAZER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84dc67df-b13e-b78f-7b8a-cacc8a86b79b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS ALAN PALMER

n/a

FRAZER, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PALMER, DOUGLAS, ALAN

VICE PRESIDENT

yes

10/2020

Oct 28, 2020

Mar 27, 2024

PALMER, VANCE, BRADLEY

PRESIDENT & CCO

yes

10/2020

Oct 28, 2020

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CGI WEALTH ADVISORS, INC.

n/a

Independent wealth

$129M

yes

n/a

THE CONESTOGA GROUP, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$261M

n/a

2024

Apr 1, 2025

$211M

n/a

2023

Mar 27, 2024

$204M

n/a

2022

Mar 31, 2023

$194M

n/a

2021

Mar 31, 2022

$207M

n/a

2020

Mar 2, 2021

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$261M

$211M

23.7%

$194M

10.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMMONWEALTH FINANCIAL NETWORK

Dec 18, 2020

Feb 16, 2021

FRAZER, PA

Team lift out

Ibd to new firm

0.1%