DFX Intelligence

G•••• M•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

G•••• M•••• K••••

Advisor at S••••• W••••• A•••••••• I•••

Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 16, 2025	n/a	yes	Lone Tree, CO	Current employment
F•••• O•• W••••• M••••••••• L••	Independent wealth	Oct 18, 2018	Jan 3, 2025	no	RALEIGH, NC\|Parker, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• O•• W••••• M••••••••• L••	S••••• W••••• A•••••••• I•••	Jan 3, 2025	Jan 16, 2025	13	Firm change	Other
M••••• S••••••	F•••• O•• W••••• M••••••••• L••	Oct 16, 2018	Oct 18, 2018

Relationships

Registered with (4)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ F•••• O•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2018 to Jan 3, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 28, 2018 to Oct 16, 2018factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Order

Occurred
3 Jan 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 18, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.