DFX Intelligence

T••••• V•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

T••••• V•••••• F••••

Advisor at W••••••••• R••••••••• A•••••••

ALISO VIEJO, CA | Oklahoma City, OK

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Search this name across graphsid dfx:ria:84e2ae36-02e4-847d-ed5b-158685845a37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 3, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• R••••••••• A•••••••	Institutional manager	Jan 22, 2025	n/a	yes	ALISO VIEJO, CA\|Oklahoma City, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 21, 2022	Jan 14, 2025	no	TULSA, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W••••••••• R••••••••• A•••••••	Jan 14, 2025	Jan 22, 2025	8	Firm change	Other
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Mar 31, 2022	Jun 21, 2022

Relationships

Registered with (3)

→ W••••••••• R••••••••• A•••••••Registered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 21, 2022 to Jan 14, 2025factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2018 to Mar 31, 2022factForm ADV

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
T••••• V•••••• F•••• left L•• F•••••••• L•• for W••••••••• R••••••••• A••••••• (registered 2025-01-22)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Advisor changed firm
T••••• V•••••• F•••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2022-06-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84e2ae36-02e4-847d-ed5b-158685845a37
First observed: Dec 3, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.