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Advisor at CENTAURUS FINANCIAL, INC.
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Jul 21, 2016 | n/a | yes | SAN JOSE, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 19, 2015 | Jul 20, 2016 | no | San Jose, CA | Previous registration |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | Former SEC adviser | Oct 24, 2007 | Nov 13, 2015 | no | SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CENTAURUS FINANCIAL, INC. | Jul 20, 2016 | Jul 21, 2016 | 1 | Firm change | Other |
| J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | CETERA INVESTMENT ADVISERS LLC | Nov 13, 2015 | Oct 19, 2015 | -25 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:30833:CA:2016-07-20 | Jul 20, 2016 | Jul 21, 2016 | SAN JOSE, CA | Firm change |