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Advisor at INDEPENDENT FINANCIAL GROUP, LLC
FALLBROOK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Jun 26, 2007 | n/a | yes | FALLBROOK, CA | Current employment |
| BROOKSTREET SECURITIES CORPORATION | n/a | Aug 1, 1998 | Jun 27, 2007 | no | FALLBROOK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTREET SECURITIES CORPORATION | INDEPENDENT FINANCIAL GROUP, LLC | Jun 27, 2007 | Jun 26, 2007 | -1 | Firm change | Other |