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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

POTOMAC RIVER CAPITAL

POTOMAC RIVER CAPITAL LLC, CRD 159887

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84f5960b-8437-774c-e78a-655ff89d9b8e

Data as of Sep 13, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2012 to Sep 13, 2016
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0BItem 5.F on the latest filing (2016-09-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 8
Accounts: 7
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $200Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73283
CRD: 159887
Filings on the tape: 8
First filed: Feb 10, 2012
Latest filed: Sep 13, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
POTOMAC RIVER CAPITAL MASTER FUND, L.P.	Hedge Fund	$200M	Sep 13, 2016	12	Feb 10, 2012	reported	n/a
POTOMAC RIVER CAPITAL SUB-MASTER FUND, LP	Hedge Fund	$0	Apr 28, 2015	0	Feb 10, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HIRSCH, DANIEL, OTTO	CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	Na	yes	07/2013	Aug 21, 2013	Sep 13, 2016
NEMOTO, NOBUYA	HEAD OF PORTFOLIO RISK	Na	yes	04/2007	Feb 10, 2012	Sep 13, 2016
SPINDEL, MARK, WARREN	CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	E	yes	04/2007	Feb 10, 2012	Sep 13, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
POTOMAC RIVER CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.0B	$1.0B	17	8	n/a	1	$200M
2014	Mar 31, 2015	$376M	$376M	14	7	n/a	1	$77.4M
2013	Apr 1, 2014	$952M	$952M	13	6	n/a	2	$248M
2012	Apr 1, 2013	$288M	$288M	10	6	n/a	2	$164M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.0B	$376M	177.9%	$288M	53.7%	17	14	n/a	n/a

Relationships

Advises (2)

→ POTOMAC RIVER CAPITAL MASTER FUND, L.P.Private fundHedge Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ POTOMAC RIVER CAPITAL SUB-MASTER FUND, LPPrivate fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Apr 28, 2015factForm ADV

Controls (3)

← SPINDEL, MARK, WARRENOwnerCHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING MEMBER, ownership code E, individual
Feb 10, 2012 to presentfactForm ADV
← HIRSCH, DANIEL, OTTOOwnerCHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 21, 2013 to presentfactForm ADV
← NEMOTO, NOBUYAOwnerHEAD OF PORTFOLIO RISK, ownership code NA, individual
Feb 10, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84f5960b-8437-774c-e78a-655ff89d9b8e
First observed: Feb 10, 2012
Last observed: Sep 13, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POTOMAC RIVER CAPITAL

POTOMAC RIVER CAPITAL LLC, CRD 159887

WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:84f5960b-8437-774c-e78a-655ff89d9b8e

Data as of Sep 13, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

POTOMAC RIVER CAPITAL MASTER FUND, L.P.

Hedge Fund

$200M

Sep 13, 2016

Feb 10, 2012

reported

n/a

POTOMAC RIVER CAPITAL SUB-MASTER FUND, LP

Hedge Fund

Apr 28, 2015

Feb 10, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HIRSCH, DANIEL, OTTO

CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER

yes

07/2013

Aug 21, 2013

Sep 13, 2016

NEMOTO, NOBUYA

HEAD OF PORTFOLIO RISK

yes

04/2007

Feb 10, 2012

Sep 13, 2016

SPINDEL, MARK, WARREN

CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING MEMBER

yes

04/2007

Feb 10, 2012

Sep 13, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

POTOMAC RIVER CAPITAL GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$1.0B

n/a

$200M

2014

Mar 31, 2015

$376M

n/a

$77.4M

2013

Apr 1, 2014

$952M

n/a

$248M

2012

Apr 1, 2013

$288M

n/a

$164M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.0B

$376M

177.9%

$288M

53.7%

n/a