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W•••• FINANCIAL SERVICES CORPORATION, CRD 115306
MAPLE GROVE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| W••••• A•••••• J••••••• | Owner | C | yes | 09/2021 | Mar 21, 2022 | Mar 7, 2024 |
| W••••• W••••••• B•••• | OWNER / CHIEF COMPLIANCE OFFICER | D | yes | 01/1991 | Nov 11, 2011 | Mar 7, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Feb 20, 2024 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $109M | $91.6M | 18.5% | n/a | n/a | 3 | 3 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B••••• F•••••••• G•••• | 2 | Dec 31, 2024 | Nov 13, 2024 | MAPLE GROVE, MN | Team lift out | RIA to RIA | 100.0% |
| $109M |
| $95.7M |
| 3 |
| 2 |
| 0 |
| n/a |
| n/a |
| 2022 | Feb 27, 2023 | $91.6M | $78.3M | 3 | 2 | 0 | n/a | n/a |
| 2011 | Mar 27, 2012 | $40.5M | $0 | n/a | n/a | n/a | n/a | n/a |