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D•••••• R• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

D•••••• R• V••••••

Advisor at J••• K••• A•••••••• I•••

Walnut Creek, CA

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Search this name across graphsid dfx:ria:84fd4f67-3ee7-e09b-657c-166624f394b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• K••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• K••• A•••••••• I•••	Independent wealth	Jan 4, 2021	n/a	yes	Walnut Creek, CA	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jun 25, 2012	Nov 13, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	J••• K••• A•••••••• I•••	Nov 13, 2020	Jan 4, 2021	52	Firm change	Ibd to RIA
S•••••••• A••••••• L••	A••••• A•• P••••••• S•••••••	Jun 11, 2012

Relationships

Registered with (3)

→ J••• K••• A•••••••• I•••Registered adviserregistration: current employment
Jan 4, 2021 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 25, 2012 to Nov 13, 2020factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 4, 2000 to Jun 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84fd4f67-3ee7-e09b-657c-166624f394b1
First observed: Aug 4, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.