This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RFG ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 14, 1995earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

12derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63

First exam

Nov 14, 1995

First registration

Apr 6, 1998

Dual registered

yes, broker-dealer

Other names

DAN KLEIN|DANIEL KLEIN

IAPD individual key

2549756

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8507b4b8-cc2b-a2be-2962-4f2d3bb1071a

First observed

Apr 6, 1998

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.