DFX Intelligence

G•••••• C•••••••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

G•••••• C•••••••• Y••••

Advisor at Y•••• W•••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:8507bf5c-aec2-06eb-813c-34146e4968b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y•••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y•••• W•••••	State registered	Jun 29, 2026	n/a	yes	PHOENIX, AZ	Current employment
A•• W••••• A•••••••• L••	Independent wealth	Jul 21, 2008	Aug 12, 2026	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• A•••••••• L••	Y•••• W•••••	Aug 12, 2026	Jun 29, 2026	-44	Firm change after gap	RIA to state RIA
V••••••• A•••••••• I•••	A•• W••••• A•••••••• L••	Dec 15, 2005	Jul 21, 2008

Relationships

Registered with (3)

→ Y•••• W•••••Registered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ A•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2008 to Aug 12, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 26, 2002 to Dec 15, 2005factForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8507bf5c-aec2-06eb-813c-34146e4968b3
First observed: Aug 26, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.