DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••••• W••••• M••••••••• L••
NORTH HAVEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••••• W••••• M••••••••• L•• | Independent wealth | Jan 12, 2018 | n/a | yes | NORTH HAVEN, CT | Current employment |
| N•••••••• W••••• P••••••• L•• | Former SEC adviser | Feb 3, 2015 | Feb 2, 2018 | no | WEST HARTFORD, CT|North Haven, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• W••••• P••••••• L•• | M•••••••• W••••• M••••••••• L•• | Feb 2, 2018 | Jan 12, 2018 | -21 | Firm change | Other |
| L•• F•••••••• L•• | S•••••• W••••• P•••••••• L•• | Sep 7, 2016 | Sep 1, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:153184:OH:2016-09-07 | Sep 7, 2016 | Sep 1, 2010 | BEACHWOOD, OH | Firm change after gap |
| S•••••• W••••• P•••••••• L•• | Bd affiliated wealth | Sep 1, 2010 | Dec 31, 2011 | no | NORTH HAVEN, CT | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Jan 29, 2010 | Sep 7, 2016 | no | NORTH HAVEN, CT|NEW HAVEN, CT|BEACHWOOD, OH | Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Feb 3, 2010 | no | NEW HAVEN, CT | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | NEW HAVEN, CT|WILMINGTON, DE | Previous registration |
| M••••• S•••••• D• I••• | n/a | Feb 25, 2002 | Apr 2, 2007 | no | WILMINGTON, DE|NEWARK, DE|NEWARK, DE | Previous registration |
| -2,198 |
| Firm change after gap |
| Other |
| S•••••• W••••• P•••••••• L•• | N•••••••• W••••• P••••••• L•• | Dec 31, 2011 | Feb 3, 2015 | 1,130 | Firm change after gap | Other |
| M••••• S•••••• | L•• F•••••••• L•• | Feb 3, 2010 | Jan 29, 2010 | -5 | Firm change | Other |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |