DFX Intelligence

Data Factory

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

APERTURE INVESTORS, LLC

CRD 295468

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8523746a-378d-f8dd-9bea-14145f6ffd1c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 16
On other graphs: 0
Observed: Aug 15, 2018 to Mar 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.1BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 78
Advisory employees: 34
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 21
Individual clients: 0
High net worth clients: 0
Private funds: 9Schedule D 7.B(1)
SEC number: 801-113983
CIK: 1787596
CRD: 295468
Filings on the tape: 19
First filed: Aug 15, 2018
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: apertureinvestors.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
APERTURE DISCOVER MASTER FUND, LP	Hedge Fund	$293M	Apr 17, 2024	4	Mar 30, 2023	reported	021-472570

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASSICURAZONI GENERALI S.P.A	OWNER, GENERALI INVESTMENT HOLDINGS SPA	D	yes	08/2018	Aug 15, 2018	Apr 17, 2024
CURTIN, THOMAS, JOSEPH	CHIEF FINANCIAL OFFICER	Na	yes	02/2023	Mar 30, 2023	Apr 17, 2024
FREEMAN, BENJAMIN, JEFFREY	GENERAL COUNSEL	Na	yes	01/2023	Mar 28, 2024	Apr 17, 2024
GENERALI ALPHA CORP	Member	D	yes	08/2018	Aug 15, 2018	Apr 17, 2024
GENERALI INVESTMENT HOLDINGS SPA	OWNER, GENERALI ALPHA CORP	E	yes	08/2018	Aug 15, 2018	Apr 17, 2024
KRAUS, PETER, STEVEN	CHAIRMAN, CEO, MANAGING MEMBER	C	yes	03/2018	Aug 15, 2018	Apr 17, 2024
MACDONALD, RYAN, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	11/2022	Nov 28, 2022	Apr 17, 2024
O'CONNOR, JAMES, KENNETH	President	Na	yes	11/2022	Aug 15, 2018	Apr 17, 2024
SPADACCINI, THOMAS, DARRYL	CHIEF OPERATING OFFICER	Na	yes	11/2022	Jun 26, 2020	Apr 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AEREF MANAGEMENT, LLC	n/a	Asset manager	$194M	N	yes	n/a
APERTURE DISCOVER FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APERTURE ENDEAVOUR EQUITY FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APERTURE ENHANCED CREDIT OPPORTUNITIES FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APERTURE INTERNATIONAL EQUITY FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
APERTURE INVESTORS UK LTD	n/a	n/a	n/a	Y	yes	n/a
APERTURE VALUE CREDIT FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
ASSICURAZIONI GENERALI S.P.A.	n/a	n/a	n/a	N	no	n/a
GENERALI INVESTMENTS LUXEMBOURG S.A.	n/a	n/a	n/a	N	no	n/a
GENERALI INVESTMENTS PARTNERS SGR S.P.A	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	7	no
Paris	n/a	France	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$6.1B	$5.8B	78	34	3	9	n/a
2024	Apr 28, 2025	$4.4B	$4.1B	63	23	3	3	n/a
2023	Mar 28, 2024	$4.8B	$4.8B	65	25	2	1	$293M
2022	Mar 30, 2023	$4.6B	$4.6B	60	24	2	1	$15.0M
2021	Mar 29, 2022	$4.4B	$4.4B	58	26	2	n/a	n/a
2020	Mar 29, 2021	$3.4B	$3.4B	48	26	2	n/a	n/a
2019	Mar 16, 2020	$1.9B	$1.9B	39	16	2	n/a	n/a
2018	Mar 28, 2019	$682M	$682M	24	10	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.1B	$4.4B	39.2%	$4.6B	9.7%	78	63	3	3

Relationships

Affiliated with (2)

← AEREF MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ AEREF MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (1)

→ APERTURE DISCOVER MASTER FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2023 to presentfactForm ADV

Controls (9)

← KRAUS, PETER, STEVENOwnerCHAIRMAN, CEO, MANAGING MEMBER, ownership code C, individual
Aug 15, 2018 to Apr 17, 2024factForm ADV
← O'CONNOR, JAMES, KENNETHOwnerPRESIDENT, ownership code NA, individual
Aug 15, 2018 to Apr 17, 2024factForm ADV
← SPADACCINI, THOMAS, DARRYLOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 26, 2020 to Apr 17, 2024factForm ADV
← MACDONALD, RYAN, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 28, 2022 to Apr 17, 2024factForm ADV
← CURTIN, THOMAS, JOSEPHOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2023 to Apr 17, 2024factForm ADV
← FREEMAN, BENJAMIN, JEFFREYOwnerGENERAL COUNSEL, ownership code NA, individual
Mar 28, 2024 to Apr 17, 2024factForm ADV
← ASSICURAZONI GENERALI S.P.AOwnerOWNER, GENERALI INVESTMENT HOLDINGS SPA, ownership code D, foreign entity
Aug 15, 2018 to Apr 17, 2024factForm ADV
← GENERALI ALPHA CORPOwnerMEMBER, ownership code D, domestic entity
Aug 15, 2018 to Apr 17, 2024factForm ADV
← GENERALI INVESTMENT HOLDINGS SPAOwnerOWNER, GENERALI ALPHA CORP, ownership code E, foreign entity
Aug 15, 2018 to Apr 17, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $6.1B, up 39% from $4.4B (2026-02-25 to 2026-03-30)
Form ADVobserved 6 days ago
$1.7B
Occurred
Mar 28, 2024
Control person joined
Jeffrey Benjamin Freeman (General Counsel) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person left
German Benjamin Carroll (Chief Financial Officer) no longer on Schedule A of Aperture Investors, Llc (listed 2022-11-28, absent 2023-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Control person joined
Joseph Thomas Curtin (Chief Financial Officer) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Nov 28, 2022
Control person joined
Scott Ryan Macdonald (Chief Compliance Officer) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $4.4B, up 29% from $3.4B (2021-03-29 to 2022-03-29)
Form ADVobserved 6 days ago
$988M
Occurred
Mar 29, 2021
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $3.4B, up 80% from $1.9B (2020-06-26 to 2021-03-29)
Form ADVobserved 6 days ago
$1.5B
Occurred
Mar 29, 2021
Control person joined
German Benjamin Carroll (Chief Financial Officer) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person left
Louis Matthew Siegel (Chief Marketing Officer) no longer on Schedule A of Aperture Investors, Llc (listed 2020-06-26, absent 2021-03-29)
Form ADVobserved 6 days ago
Occurred
Jun 26, 2020
Control person joined
Darryl Thomas Spadaccini (Chief Compliance Officer) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 16, 2020
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $1.9B, up 81% from $1.1B (2019-07-08 to 2020-03-16)
Form ADVobserved 6 days ago
$857M
Occurred
Mar 16, 2020
Control person left
Mary Kathleen Olin (Chief Compliance Officer) no longer on Schedule A of Aperture Investors, Llc (listed 2019-07-08, absent 2020-03-16)
Form ADVobserved 6 days ago
Occurred
Jul 8, 2019
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $1.1B, up 55% from $682.2M (2019-03-31 to 2019-07-08)
Form ADVobserved 6 days ago
$373M
Occurred
Mar 28, 2019
Regulatory AUM changed
Aperture Investors, Llc reported RAUM $682.2M, up 178% from $245.0M (2019-01-16 to 2019-03-28)
Form ADVobserved 6 days ago
$437M
Occurred
Mar 28, 2019
Control person joined
Mary Kathleen Olin (Chief Compliance Officer) appeared on Schedule A of Aperture Investors, Llc
Form ADVobserved 6 days ago
Occurred
Aug 15, 2018
First Form ADV filing
Aperture Investors Gp, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8523746a-378d-f8dd-9bea-14145f6ffd1c
First observed: Aug 15, 2018
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

APERTURE INVESTORS, LLC

CRD 295468

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8523746a-378d-f8dd-9bea-14145f6ffd1c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

APERTURE DISCOVER MASTER FUND, LP

Hedge Fund

$293M

Apr 17, 2024

Mar 30, 2023

reported

021-472570

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASSICURAZONI GENERALI S.P.A

OWNER, GENERALI INVESTMENT HOLDINGS SPA

yes

08/2018

Aug 15, 2018

Apr 17, 2024

CURTIN, THOMAS, JOSEPH

CHIEF FINANCIAL OFFICER

yes

02/2023

Mar 30, 2023

Apr 17, 2024

FREEMAN, BENJAMIN, JEFFREY

GENERAL COUNSEL

yes

01/2023

Mar 28, 2024

Apr 17, 2024

GENERALI ALPHA CORP

Member

yes

08/2018

Aug 15, 2018

Apr 17, 2024

GENERALI INVESTMENT HOLDINGS SPA

OWNER, GENERALI ALPHA CORP

yes

08/2018

Aug 15, 2018

Apr 17, 2024

KRAUS, PETER, STEVEN

CHAIRMAN, CEO, MANAGING MEMBER

yes

03/2018

Aug 15, 2018

Apr 17, 2024

MACDONALD, RYAN, SCOTT

CHIEF COMPLIANCE OFFICER

yes

11/2022

Nov 28, 2022

Apr 17, 2024

O'CONNOR, JAMES, KENNETH

President

yes

11/2022

Aug 15, 2018

Apr 17, 2024

SPADACCINI, THOMAS, DARRYL

CHIEF OPERATING OFFICER

yes

11/2022

Jun 26, 2020

Apr 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AEREF MANAGEMENT, LLC

n/a

Asset manager

$194M

yes

n/a

APERTURE DISCOVER FUND GP, LLC

n/a

yes

n/a

APERTURE ENDEAVOUR EQUITY FUND GP, LLC

n/a

yes

n/a

APERTURE ENHANCED CREDIT OPPORTUNITIES FUND GP, LLC

n/a

yes

n/a

APERTURE INTERNATIONAL EQUITY FUND GP, LLC

n/a

yes

n/a

APERTURE INVESTORS UK LTD

n/a

yes

n/a

APERTURE VALUE CREDIT FUND GP, LLC

n/a

yes

n/a

ASSICURAZIONI GENERALI S.P.A.

n/a

GENERALI INVESTMENTS LUXEMBOURG S.A.

n/a

GENERALI INVESTMENTS PARTNERS SGR S.P.A

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Paris

n/a

France

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$6.1B

$5.8B

n/a

2024

Apr 28, 2025

$4.4B

$4.1B

n/a

2023

Mar 28, 2024

$4.8B

$293M

2022

Mar 30, 2023

$4.6B

$15.0M

2021

Mar 29, 2022

$4.4B

n/a

2020

Mar 29, 2021

$3.4B

n/a

2019

Mar 16, 2020

$1.9B

n/a

2018

Mar 28, 2019

$682M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.1B

$4.4B

39.2%

$4.6B

9.7%