DFX Intelligence

P•••••• E••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

P•••••• E••••• J••••••

Advisor at R••••••••• W••••• L••

OAKBROOK, IL | OAK BROOK, IL

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Search this name across graphsid dfx:ria:8523934e-06fb-9b74-c08c-e753840d0492

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 21, 1994 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P•••••• E••••• J••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• F•••••••• P•••••••• L••	No RAUM reported	Jun 22, 2026	n/a	yes	OAK BROOK, IL	Current employment
R••••••••• W••••• L••	Independent wealth	Jan 1, 2019	n/a	yes	OAKBROOK, IL	Current employment

Relationships

Registered with (2)

→ R••••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ R••••••••• W••••• L••Registered adviserregistration: current employment
Jan 1, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8523934e-06fb-9b74-c08c-e753840d0492
First observed: Jun 21, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.