K•••••• K••

Advisor at J••• M••••• S••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:852f4c2e-d8c8-fc9c-ce70-1789904d81a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 3, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Oct 19, 2020	n/a	yes	Irvine, CA\|San Diego, CA\|OCEANSIDE, CA\|CARLSBAD, CA\|VISTA, CA\|Cardiff by the Sea, CA\|CARLSBAD, CA\|OCEANSIDE, CA\|CARLSBAD, CA\|CARLSBAD, CA\|VISTA, CA\|San Diego, CA\|SAN DIEGO, CA\|OCEANSIDE, CA\|ENCINITAS, CA\|SOLANA BEACH, CA\|RANCHO SANTA FE, CA\|OCEANSIDE, CA\|CARLSBAD, CA\|Carlsbad, CA\|SAN MARCOS, CA\|ENCINITAS, CA\|DEL MAR, CA\|San Diego, CA\|Del Mar, CA\|Del Mar, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Apr 29, 2019

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	J••• M••••• S••••••••• L••	Oct 15, 2020	Oct 19, 2020	4	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	C•••••••• G••••• M•••••• I•••	May 1, 2019	Apr 29, 2019

Relationships

Registered with (2)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 27, 2017 to May 1, 2019factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Apr 29, 2019 to Oct 15, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:852f4c2e-d8c8-fc9c-ce70-1789904d81a2
First observed: Apr 27, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.