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Advisor at KESTRA ADVISORY SERVICES, LLC
Lexington, KY | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 16, 2018 | n/a | yes | AUSTIN, TX|Lexington, KY | Current employment |
| MWM ADVISORY | Former SEC adviser | May 2, 2014 | Mar 11, 2019 | no | LOUISVILLE, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 2, 2009 | Feb 3, 2016 | no | LOUISVILLE, KY|FARMINGTON, MI|LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MWM ADVISORY | KESTRA ADVISORY SERVICES, LLC | Mar 11, 2019 | Nov 16, 2018 | -115 | Firm change after gap | RIA to ibd |
| LPL FINANCIAL LLC | MWM ADVISORY | Feb 3, 2016 | May 2, 2014 | -642 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:166411:KY:2016-02-03 | Feb 3, 2016 | May 2, 2014 | LEXINGTON, KY | Firm change after gap |