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Advisor at LPL FINANCIAL LLC
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 30, 2025 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Aug 14, 2025 | no | GREENWOOD VILLAGE, CO|PARKER, CO|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Nov 21, 2023 | Mar 31, 2025 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | LPL FINANCIAL LLC | Aug 14, 2025 | Jul 30, 2025 | -15 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:6413:MA:2025-08-06 | Aug 14, 2025 | Jul 30, 2025 | BOSTON, MA | Firm change |