T••••• C• M•••

Advisor at W•• A•••••••• L••

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 15, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• A•••••••• L••	Independent wealth	Jul 13, 2026	n/a	yes	CHARLOTTE, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 3, 2010	Aug 4, 2026	no	CHARLOTTE, NC\|COLUMBIA, SC\|Charlotte, NC\|Charlotte, NC\|Charlotte, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•• A•••••••• L••	Aug 4, 2026	Jul 13, 2026	-22	Firm change	Ibd to RIA
S•••••••	A••••••••• F•••••••• S•••••••• L••	Dec 14, 2010	Dec 3, 2010

Relationships

Registered with (5)

→ W•• A•••••••• L••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2010 to Aug 4, 2026factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jul 13, 2006 to Dec 14, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Order

Occurred
4 Aug 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.