DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | n/a | yes | HOUSTON, TX | Current employment |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 5, 2003 | Jan 3, 2011 | no | HOUSTON, TX|CHANNELVIEW, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 11, 2001 | Feb 20, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO INVESTMENTS, LLC | Feb 20, 2003 | Feb 5, 2003 | -15 | Firm change | Other |