DFX Intelligence

C••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••••• W••••• M••••••••• L••

CRD 107810

PORTLAND, OR

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Search this name across graphsid dfx:ria:85450a28-24db-ce48-d919-40d95798ffc7

Data as of Jul 7, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 1
Observed: Dec 1, 2011 to Jul 7, 2020
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••••••• W••••• M••••••••• L••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $782M••• Locked
Discretionary RAUM: $772M
Private client RAUM: $745Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••• K•••••••• J•••	CEO, CCO, CLASS A ME••••	C	yes	11/2011	Dec 1, 2011	Jul 7, 2020
C•••• W••• I••••••••• T•••• F•• C•••••• J• W•••	CLASS B ME••••	A	no	07/2018	Oct 26, 2018	Jul 7, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• • C••••••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$782M	$654M	19.6%	$593M	9.7%	17	17	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••••••••• S•••••••• W•••••• L••	4	Dec 23, 2020	Dec 23, 2020	PORTLAND, OR	Firm absorbed	RIA to RIA	80.0%

Relationships

Controls (1)

← K••• K•••••••• J•••OwnerCEO, CCO, CLASS A ME••••, ownership code C, individual
Dec 1, 2011 to presentfactForm ADV

Owns (6)

← S••••• B••••• D•••••OwnerCLASS A ME••••, ownership code B, individual
Dec 4, 2017 to presentfactForm ADV
← S••••••••• L••••• K•••OwnerCLASS B ME••••, ownership code A, individual
Mar 31, 2014 to presentfactForm ADV
← L•••••• J••••• H•••••OwnerCLASS A ME••••, ownership code A, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:85450a28-24db-ce48-d919-40d95798ffc7
First observed: Dec 1, 2011
Last observed: Jul 7, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.