DFX Intelligence

C••••• C• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

C••••• C• M••••••

Advisor at W•••••• P••••••• L••

MADISON, WI

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Search this name across graphsid dfx:ria:854da90e-b659-871c-8707-d619821faf7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 23, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• P••••••• L••	Independent wealth	Sep 17, 2025	n/a	yes	MADISON, WI	Current employment
H•••••••• A•••••••• I•••	Asset manager	May 23, 2024	Sep 4, 2025	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• I•••	W•••••• P••••••• L••	Sep 4, 2025	Sep 17, 2025	13	Firm change	Other

Relationships

Registered with (2)

→ W•••••• P••••••• L••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ H•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 23, 2024 to Sep 4, 2025factForm ADV

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
C••••• C• M•••••• left H•••••••• A•••••••• I••• for W•••••• P••••••• L•• (registered 2025-09-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:854da90e-b659-871c-8707-d619821faf7b
First observed: May 23, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.