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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WINDOW ROCK CAPITAL PARTNERS LLC

CRD 269952

GILBERT, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8563afde-d060-48b5-be02-41669b442e7a

Data as of Apr 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 1
Observed: Mar 23, 2016 to Apr 25, 2019
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Window Rock Capital Partners LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $77.2MItem 5.F on the latest filing (2019-04-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $77.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 14
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $9.3Mgross asset value as reported per fund; never fund size
SEC number: 801-107527
CRD: 269952
Filings on the tape: 8
First filed: Mar 23, 2016
Latest filed: Apr 25, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
WINDOW ROCK RESIDENTIAL RECOVERY FUND, L.P.	Real Estate Fund	$9.3M	Apr 25, 2019	18	Mar 23, 2016	reported	021-194086

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPITAL ROCK HOLDINGS, LLC	Member	E	yes	01/2016	Jan 30, 2017	Apr 25, 2019
CARDON, PATRICK, RENEER	Member	E	yes	02/2013	Mar 23, 2016	Apr 25, 2019
CARDON, PATRICK, RENEER	MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER	Na	yes	02/2013	Mar 23, 2016	Apr 25, 2019
KASTLEROCK, LLC	Member	E	yes	01/2016	Mar 23, 2016	Apr 25, 2019
PETTIFORD, JEFFREY, LOUIS	MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT	Na	yes	08/2014	Mar 23, 2016	Apr 25, 2019
PETTIFORD, JEFFREY, LOUIS	Shareholder	E	yes	08/2014	Mar 23, 2016	Apr 25, 2019
SQUIRE PARTNERS, INC.	Member	F	yes	01/2016	Mar 23, 2016	Apr 25, 2019
GRUENEWALD, BONITA, ROBYN	CHIEF COMPLIANCE OFFICER, CONTROLLER	Na	no	04/2019	Apr 25, 2019	Apr 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JWL MASTER, LLC	n/a	n/a	n/a	N	yes	n/a
RWLS MASTER, LLC	n/a	n/a	n/a	N	yes	n/a
WINDOW ROCK CAPITAL PARTNER GP, LLC	n/a	n/a	n/a	N	yes	n/a
WINDOW ROCK MANAGER, LLC	n/a	n/a	n/a	Y	yes	n/a
WINDOW ROCK MORTGAGE LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 20, 2019	$77.2M	$77.2M	12	4	2	1	$9.3M
2017	Mar 29, 2018	$183M	$183M	19	4	2	1	$41.6M
2016	Jan 30, 2017	$179M	$179M	25	3	n/a	1	$19.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$77.2M	$183M	-57.7%	n/a	n/a	12	19	2	2

Relationships

Advises (1)

→ WINDOW ROCK RESIDENTIAL RECOVERY FUND, L.P.Private fundReal Estate Fund, IA
Mar 23, 2016 to presentfactForm ADV

Controls (5)

← PETTIFORD, JEFFREY, LOUISOwnerSHAREHOLDER, ownership code E, individual
Mar 23, 2016 to presentfactForm ADV
← CARDON, PATRICK, RENEEROwnerMEMBER, ownership code E, individual
Mar 23, 2016 to presentfactForm ADV
← CAPITAL ROCK HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jan 30, 2017 to presentfactForm ADV
← KASTLEROCK, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 23, 2016 to presentfactForm ADV
← SQUIRE PARTNERS, INC.OwnerMEMBER, ownership code F, domestic entity
Mar 23, 2016 to presentfactForm ADV

Owns (1)

← GRUENEWALD, BONITA, ROBYNOwnerCHIEF COMPLIANCE OFFICER, CONTROLLER, ownership code NA, individual
Apr 25, 2019 to presentfactForm ADV

Dated events

Occurred
Apr 25, 2019
Control person left
Louis Michael Schoppet (Chief Compliance Officer, Director Of Finance And Fund Reporting) no longer on Schedule A of Window Rock Capital Partners Llc (listed 2019-03-20, absent 2019-04-25)
Form ADVobserved 3 days ago
Occurred
Mar 20, 2019
Regulatory AUM changed
Window Rock Capital Partners Llc reported RAUM $77.2M, down 58% from $182.5M (2018-03-29 to 2019-03-20)
Form ADVobserved 3 days ago
$-105M
Occurred
Mar 20, 2019
Control person left
S Ketan Parekh (Managing Director) no longer on Schedule A of Window Rock Capital Partners Llc (listed 2018-03-29, absent 2019-03-20)
Form ADVobserved 3 days ago
Occurred
Mar 23, 2016
First Form ADV filing
Window Rock Capital Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8563afde-d060-48b5-be02-41669b442e7a
First observed: Mar 23, 2016
Last observed: Apr 25, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINDOW ROCK CAPITAL PARTNERS LLC

CRD 269952

GILBERT, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8563afde-d060-48b5-be02-41669b442e7a

Data as of Apr 25, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

WINDOW ROCK RESIDENTIAL RECOVERY FUND, L.P.

Real Estate Fund

$9.3M

Apr 25, 2019

Mar 23, 2016

reported

021-194086

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPITAL ROCK HOLDINGS, LLC

Member

yes

01/2016

Jan 30, 2017

Apr 25, 2019

CARDON, PATRICK, RENEER

Member

yes

02/2013

Mar 23, 2016

Apr 25, 2019

CARDON, PATRICK, RENEER

MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

yes

02/2013

Mar 23, 2016

Apr 25, 2019

KASTLEROCK, LLC

Member

yes

01/2016

Mar 23, 2016

Apr 25, 2019

PETTIFORD, JEFFREY, LOUIS

MANAGING MEMBER, HEAD OF INVESTOR RELATIONS AND BUSINESS DEVELOPMENT

yes

08/2014

Mar 23, 2016

Apr 25, 2019

PETTIFORD, JEFFREY, LOUIS

Shareholder

yes

08/2014

Mar 23, 2016

Apr 25, 2019

SQUIRE PARTNERS, INC.

Member

yes

01/2016

Mar 23, 2016

Apr 25, 2019

GRUENEWALD, BONITA, ROBYN

CHIEF COMPLIANCE OFFICER, CONTROLLER

04/2019

Apr 25, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JWL MASTER, LLC

n/a

yes

n/a

RWLS MASTER, LLC

n/a

yes

n/a

WINDOW ROCK CAPITAL PARTNER GP, LLC

n/a

yes

n/a

WINDOW ROCK MANAGER, LLC

n/a

yes

n/a

WINDOW ROCK MORTGAGE LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 20, 2019

$77.2M

$9.3M

2017

Mar 29, 2018

$183M

$41.6M

2016

Jan 30, 2017

$179M

n/a

$19.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$77.2M

$183M

-57.7%

n/a